AST SpaceMobile (NASDAQ: ASTS) CAO nets 4,497 shares after RSU tax withholding
Rhea-AI Filing Summary
AST SpaceMobile, Inc. (ASTS) reported that Chief Accounting Officer Bernal Maya had 2,919 shares of Class A Common Stock withheld on 2026-08-15 to satisfy tax liability associated with the vesting of Restricted Stock Units. The RSU vesting covered 7,416 shares, resulting in a net of 4,497 shares delivered. Following this tax-withholding disposition, Maya directly holds 112,449 shares of Class A Common Stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 2,919 shares
Net Sell
1 txn
Insider
Bernal Maya
Role
Chief Accounting Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Class A Common Stock F1 | 2,919 | $70.98 | $207K |
Holdings After Transaction:
Class A Common Stock — 112,449 shares (Direct)
Footnotes (1)
- F1. Represents a payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units representing 7,416 shares of Class A Common Stock issued in accordance with Rule 16b-3, resulting in a net vested number of 4,497 shares.
Key Figures
Shares withheld for tax: 2,919 shares
RSU shares vested: 7,416 shares
Net shares vested: 4,497 shares
+2 more
5 metrics
Shares withheld for tax
2,919 shares
Shares withheld to pay tax liability on RSU vesting, transaction code F
RSU shares vested
7,416 shares
Restricted Stock Units representing 7,416 shares of Class A Common Stock vested
Net shares vested
4,497 shares
Net vested shares received after 2,919 shares withheld for tax
Shares owned after transaction
112,449 shares
Direct Class A Common Stock holdings by Bernal Maya following the transaction
Per-share value for tax withholding
$70.98 per share
Valuation applied to withheld shares in the tax-liability transaction
Key Terms
Restricted Stock Units, Rule 16b-3, withholding securities
3 terms
Restricted Stock Units financial
"incident to the vesting of Restricted Stock Units representing 7,416 shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 16b-3 regulatory
"shares of Class A Common Stock issued in accordance with Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
withholding securities financial
"payment of tax liability by withholding securities incident to the vesting"
FAQ
What insider transaction did ASTS report for Bernal Maya on this Form 4?
ASTS reported that Chief Accounting Officer Bernal Maya had 2,919 shares of Class A Common Stock withheld on 2026-08-15 to pay tax liability from RSU vesting, leaving him with 112,449 shares directly owned.
Was the ASTS Form 4 transaction a market sale or a tax withholding?
The Form 4 for ASTS shows a code F transaction, described as payment of tax liability by withholding 2,919 shares incident to RSU vesting, not an open-market purchase or sale of shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.