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ASE Technology (NYSE: ASX) files Form 3 for GM of ASE Malaysia

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. filed an initial insider ownership report for executive Liu Kelvin Fook Lin, who serves as GM, ASE Malaysia. This Form 3 does not list any equity transactions or derivative positions and shows no reported holdings at this time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Liu Kelvin Fook Lin

(Last)(First)(Middle)
PLOT 20, HILIR SUNGAI KELUANG 2
PHASE 4 BAYAN LEPAS FREE INDUSTRIAL ZONE

(Street)
PENANG11900

(City)(State)(Zip)

MALAYSIA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
GM, ASE Malaysia
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
No securities are beneficially owned.
/s/ Georgette Yeh, attorney-in-fact for Kelvin Fook Lin Liu03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the ASE Technology (ASX) Form 3 for Liu Kelvin Fook Lin disclose?

The Form 3 discloses that Liu Kelvin Fook Lin, GM of ASE Malaysia, is now a reporting insider of ASE Technology. It does not list any current share holdings, transactions, or derivative positions in this filing.

Does the ASE Technology (ASX) Form 3 show any share purchases or sales?

No, the Form 3 does not show any share purchases or sales. The transaction section is empty and summary counts for buys, sells, exercises, gifts, and other actions are all zero in this filing.

What is the role of Liu Kelvin Fook Lin at ASE Technology (ASX)?

Liu Kelvin Fook Lin is identified as an officer of ASE Technology with the title GM, ASE Malaysia. This officer status makes him a reporting person subject to insider disclosure requirements such as Form 3.

Does this ASE Technology (ASX) Form 3 include any derivative securities?

No, the Form 3 does not include any derivative securities. The derivative summary is empty, and derivativeTransactionCount and exerciseShares are reported as zero in the transaction summary data.

What is the net trading direction reported in this ASE Technology (ASX) Form 3?

The net trading direction is reported as neutral. The transactionSummary shows zero buy or sell shares and a netBuySellDirection of "neutral," reflecting no insider trading activity in this initial statement.
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