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ASE Technology (ASX) files Form 3 for new officer Sharon Mei Wan Ko

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. reported that Sharon Mei Wan Ko, serving as GM, ASE (PENANG) SDN. BHD., is now an officer of the company for securities reporting purposes. This initial statement of beneficial ownership lists no equity transactions or holdings. An attached exhibit provides a Power of Attorney authorizing filings on her behalf.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"ASE Technology files a Form 3 identifying officer Sharon Mei Wan Ko"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Power of Attorney regulatory
"Exhibit List - Exhibit 24.1 - Power of Attorney"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.
beneficial ownership regulatory
"initial statement of beneficial ownership lists no equity transactions"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does ASE Technology (ASX) disclose in this Form 3 for Sharon Mei Wan Ko?

The filing identifies Sharon Mei Wan Ko as an officer (GM, ASE (PENANG) SDN. BHD.) of ASE Technology for reporting purposes, with no transactions or holdings reported on this Form 3.

Does ASE Technology (ASX) report any share purchases or sales in this Form 3?

No. The Form 3 for Sharon Mei Wan Ko shows no reported transactions, with zero shares bought, sold, acquired, or disposed according to the transaction summary data.

What is the role of Sharon Mei Wan Ko at ASE Technology (ASX)?

Sharon Mei Wan Ko is disclosed as an officer of ASE Technology, holding the title GM, ASE (PENANG) SDN. BHD., which triggers insider reporting obligations under U.S. securities rules.

What is the significance of the Power of Attorney mentioned in ASE Technology’s (ASX) Form 3?

The remarks reference an exhibit titled Power of Attorney, authorizing designated persons to sign and submit SEC ownership reports on behalf of Sharon Mei Wan Ko, streamlining future Form 4 or Form 5 filings.

Does this ASE Technology (ASX) Form 3 indicate current stock ownership by Sharon Mei Wan Ko?

The structured data show no holding entries on this Form 3, so no specific amount of ASE Technology stock or derivatives is reported for Sharon Mei Wan Ko in this filing.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ko Sharon Mei Wan

(Last)(First)(Middle)
PLOT 21 B, PHASE 4
BAYAN LEPAS FREE INDUSTRIAL ZONE

(Street)
BAYAN LEPASPENANG11900

(City)(State)(Zip)

MALAYSIA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/10/2026
3. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
GM, ASE (PENANG) SDN. BHD.
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
No securities are beneficially owned.
/s/ Georgette Yeh, attorney-in-fact for Sharon Mei Wan Ko08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)