ASE Technology director granted 300K shares

ASX director Jeffrey Chen reported a share grant and a 600,000-share bona fide gift shifting holdings to his spouse.

Available on EDGAR 09/09/2026 - 06:07 AM EDT Accepted by SEC EDGAR 09/09/2026 - 06:07 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. (ASX) director Jeffrey Chen reported equity-related changes on September 7, 2026. He received a grant or award of 300,000 Ordinary Shares at a reported price of $0.0000 per share, and there was a bona fide gift transfer of 600,000 Ordinary Shares from his direct holdings to his spouse, now reported as indirect ownership of 600,000 Ordinary Shares. The filing states that the reporting person disclaims beneficial ownership of indirectly held shares except to the extent of his pecuniary interest, if any, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

1,200,000 shares gifted

Gift 3 txns

Insider Chen Jeffrey

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Ordinary Shares	300,000	$0.00	$0.00
Gift	Ordinary Shares	600,000	$0.00	$0.00
Gift	Ordinary Shares F1	600,000	$0.00	$0.00

Holdings After Transaction: Ordinary Shares — 2,083,000 shares (Direct); Ordinary Shares — 600,000 shares (Indirect, By Spouse)

Holdings Before and After: Ordinary Shares, 2,383,000 to 2,083,000 shares (Direct); Ordinary Shares, 0 to 600,000 shares (Indirect, By Spouse)

Footnotes (1)

1. F1. The Reporting Person disclaims beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

Key Figures

Share grant: 300,000 Ordinary Shares Gifted shares: 600,000 Ordinary Shares Indirect holdings by spouse: 600,000 Ordinary Shares +2 more

5 metrics

Share grant 300,000 Ordinary Shares Grant or award to Jeffrey Chen on September 7, 2026

Gifted shares 600,000 Ordinary Shares Bona fide gift involving 600,000 shares on September 7, 2026

Indirect holdings by spouse 600,000 Ordinary Shares Indirect ownership "By Spouse" reported after gift transaction

Reported price per share on grant $0.0000 per share Price field for 300,000-share grant or award

Total shares in gift transactions 1,200,000 Ordinary Shares Aggregate of gift-related shares (600,000 disposed, 600,000 acquired indirectly)

Key Terms

bona fide gift, indirect ownership, pecuniary interest

3 terms

bona fide gift financial

"transaction code description labeled as "Bona fide gift" for 600,000 shares"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

indirect ownership financial

"600,000 Ordinary Shares reported as indirect ownership "By Spouse""

pecuniary interest financial

"disclaims beneficial ownership except to the extent of his pecuniary interest"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did ASX director Jeffrey Chen report on this Form 4?

Jeffrey Chen reported a grant or award of 300,000 Ordinary Shares and a bona fide gift involving 600,000 Ordinary Shares on September 7, 2026, with 600,000 shares now reported as indirectly owned by his spouse.

How many ASE Technology (ASX) shares were granted to Jeffrey Chen?

Jeffrey Chen was granted or awarded 300,000 Ordinary Shares of ASE Technology Holding Co., Ltd. on September 7, 2026, at a reported price of $0.0000 per share, indicating no consideration is reflected for this grant in the Form 4.

What does the 600,000-share gift reported for ASX represent?

The Form 4 shows a bona fide gift of 600,000 Ordinary Shares, with a disposition of 600,000 directly held shares and a corresponding acquisition of 600,000 shares as indirect ownership "By Spouse", indicating a transfer of shares to the reporting person’s spouse.

How many ASE Technology (ASX) shares are reported as indirectly owned by Jeffrey Chen after the transactions?

After the reported transactions, 600,000 Ordinary Shares are shown as indirectly owned by Jeffrey Chen "By Spouse", with that indirect holding explicitly footnoted as subject to a disclaimer of beneficial ownership except for any pecuniary interest.

Does the Form 4 for ASX indicate use of a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as an affirming plan, and there is no footnote stating that these transactions were made pursuant to a Rule 10b5-1 trading plan or other pre-arranged trading arrangement.

What beneficial ownership disclaimer is included in Jeffrey Chen’s ASX Form 4?

A footnote states that the reporting person disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest, if any, qualifying how ownership of the spouse-held 600,000 shares should be interpreted.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chen Jeffrey

(Last) (First) (Middle)

ROOM 1901, NO. 333

SECTION 1 KEELUNG RD.

(Street)

TAIPEI TAIWAN 110

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	09/07/2026		A		300,000	A	$0	2,683,000	D
Ordinary Shares	09/07/2026		G		600,000	D	$0	2,083,000	D
Ordinary Shares	09/07/2026		G		600,000	A	$0	600,000	I	By Spouse(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person disclaims beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.

	/s/ Georgette Yeh, attorney-in-fact for Jeffrey Chen	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)