ASE Technology grants 40K shares to Hsiang Kenneth

A subsidiary CEO received a 40,000-share equity award in ASX, raising his direct holdings to 109,000 Ordinary Shares.

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. (symbol: ASX) is the issuer of record for a Form 4 filing submitted to the SEC. Hsiang Kenneth reported acquisition or exercise transactions in this Form 4 filing.

ASE Technology Holding Co., Ltd. (ASX) reported that Hsiang Kenneth, CEO of subsidiary ISE Labs, received a grant of 40,000 Ordinary Shares on September 7, 2026, as a compensation-related award at no cash cost. Following this grant, he directly holds 109,000 Ordinary Shares of ASE Technology Holding Co., Ltd. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Grant/Award: 40,000 shares

Grant/Award 1 txn

Insider Hsiang Kenneth

Role CEO, ISE Labs

Type	Security	Shares	Price	Value
Grant/Award	Ordinary Shares	40,000	$0.00	$0.00

Holdings After Transaction: Ordinary Shares — 109,000 shares (Direct)

Key Figures

Shares granted: 40,000 shares Reported grant price: $0.0000 per share Shares owned after transaction: 109,000 shares +1 more

4 metrics

Shares granted 40,000 shares Ordinary Shares granted to Hsiang Kenneth on September 7, 2026

Reported grant price $0.0000 per share Compensation-related award of 40,000 Ordinary Shares

Shares owned after transaction 109,000 shares Direct Ordinary Share holdings of Hsiang Kenneth after the grant

Number of acquire-type transactions 1 transaction Grant or award acquisition reported in this Form 4

Key Terms

Ordinary Shares, Rule 10b5-1 trading plan, grant or award acquisition

3 terms

Ordinary Shares financial

"security described as Ordinary Shares in the non-derivative holdings table"

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

Rule 10b5-1 trading plan regulatory

"checkbox indicating whether the reported transaction was made under a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

grant or award acquisition financial

"transaction characterized as a grant, award, or other acquisition of equity"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ASX disclose for Hsiang Kenneth?

ASX disclosed that Hsiang Kenneth received a grant of 40,000 Ordinary Shares on September 7, 2026, as a compensation-related award at no cash cost, increasing his direct ownership in ASE Technology Holding Co., Ltd.

How many ASE Technology (ASX) shares does Hsiang Kenneth own after this Form 4 transaction?

After the reported transaction, Hsiang Kenneth directly owns 109,000 Ordinary Shares of ASE Technology Holding Co., Ltd., as reflected in the post-transaction holdings reported in the Form 4.

Was the ASX insider award to Hsiang Kenneth a market purchase or a grant?

The transaction was reported as a grant or award acquisition of 40,000 Ordinary Shares, not a market purchase, and it carried a reported price of $0.0000 per share, indicating a compensation-related equity award.

Did the ASX Form 4 indicate a Rule 10b5-1 trading plan for this transaction?

No. The Form 4 indicates that the transaction was not made pursuant to a Rule 10b5-1 trading plan, as the corresponding checkbox for such a plan was not selected.

Is Hsiang Kenneth’s ownership in ASX direct or through an intermediary entity?

The Form 4 reports that Hsiang Kenneth’s 109,000 Ordinary Shares are held directly, meaning the ownership is recorded in his name rather than through a trust, partnership, or other indirect entity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 06:26 AM EDT Accepted by SEC EDGAR 09/09/2026 - 06:26 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hsiang Kenneth

(Last) (First) (Middle)

ROOM 1901, NO. 333

SECTION 1 KEELUNG RD.

(Street)

TAIPEI TAIWAN 110

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO, ISE Labs

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	09/07/2026		A		40,000	A	$0	109,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Georgette Yeh, attorney-in-fact for Kenneth Hsiang	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)