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ASE Technology grants 30K shares to Chung Chih-Hsiao

A senior officer of ASE Technology Holding Co., Ltd. received a 30,000-share equity award, increasing his directly held Ordinary Shares to 425,000.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ASE Technology Holding Co., Ltd. (symbol: ASX) is the issuer of record for a Form 4 filing submitted to the SEC. Chung Chih-Hsiao reported acquisition or exercise transactions in this Form 4 filing.

ASE Technology Holding Co., Ltd. (ASX) reported that Chung Chih-Hsiao, GM, ASE Japan & Wuxi Tongzhi, received a grant or award of 30,000 Ordinary Shares on September 7, 2026. The award was reported at a price of $0.00 per share, bringing his directly held stake to 425,000 Ordinary Shares.

Positive

  • None.

Negative

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Insider Chung Chih-Hsiao
Role GM, ASE Japan & Wuxi Tongzhi
Type Security Shares Price Value
Grant/Award Ordinary Shares 30,000 $0.00 $0.00
Holdings After Transaction: Ordinary Shares — 425,000 shares (Direct)
Shares granted 30,000 shares Grant or award of Ordinary Shares on September 7, 2026
Price per share for award $0.00 per share Reported grant price for 30,000 Ordinary Shares
Shares held after transaction 425,000 shares Directly held Ordinary Shares by Chung Chih-Hsiao following the award
Number of acquisition transactions 1 transaction Single reported grant, award, or other acquisition of Ordinary Shares
Ordinary Shares financial
"received a grant or award of 30,000 Ordinary Shares on September 7, 2026"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
grant, award, or other acquisition financial
"The filing classifies the transaction as a grant, award, or other acquisition"
directly held financial
"increasing his directly held position to 425,000 Ordinary Shares"

FAQ

What insider transaction did ASX report for Chung Chih-Hsiao?

The company reported that Chung Chih-Hsiao received a grant or award of 30,000 Ordinary Shares on September 7, 2026, increasing his directly held position to 425,000 Ordinary Shares.

Was the ASX insider share grant to Chung Chih-Hsiao a market purchase or a compensation award?

The filing classifies the transaction as a grant, award, or other acquisition of 30,000 Ordinary Shares, indicating it is a compensation-related award rather than a market purchase.

At what price were the 30,000 ASE Technology (ASX) shares granted to Chung Chih-Hsiao?

The 30,000 Ordinary Shares granted to Chung Chih-Hsiao were reported at a price of $0.00 per share, which is typical disclosure for equity awards granted without a cash purchase price.

How many ASE Technology (ASX) shares does Chung Chih-Hsiao hold after this transaction?

After the September 7, 2026 grant, Chung Chih-Hsiao directly holds 425,000 Ordinary Shares of ASE Technology Holding Co., Ltd., as reported in the Form 4.

Was the ASX insider transaction by Chung Chih-Hsiao under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, and there is no footnote indicating that the 30,000-share grant was made under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chung Chih-Hsiao

(Last)(First)(Middle)
1863, OOAZAIRYUDA
TAKAHATA-MACHI

(Street)
HIGASHIOKITAMA-GUN, YAMAGATA992-0324

(City)(State)(Zip)

JAPAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
GM, ASE Japan & Wuxi Tongzhi
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares09/07/2026A30,000A$0425,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Georgette Yeh, attorney-in-fact for Chih-Hsiao Chung09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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