STOCK TITAN

AtaiBeckley (NASDAQ: ATAI) awards director 121,968 stock options at $4.50

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AtaiBeckley Inc. director Sabrina Martucci Johnson received a grant of stock options covering 121,968 shares of common stock at an exercise price of $4.50 per share. The options expire on June 4, 2036 and vest on the earlier of the day before the company’s next annual meeting or June 4, 2027, subject to continued board service.

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Insider JOHNSON SABRINA MARTUCCI
Role null
Type Security Shares Price Value
Grant/Award Stock Option 121,968 $0.00 --
Holdings After Transaction: Stock Option — 121,968 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Option grant size 121,968 options Stock option award to director on June 4, 2026
Exercise price $4.50 per share Exercise price for the granted stock options
Underlying shares 121,968 shares Common stock underlying the stock option grant
Post-grant derivative holdings 121,968 options Total options held following this grant
Option expiration date June 4, 2036 Expiration date of the stock options
Latest vesting date June 4, 2027 Latest possible vesting date, subject to continued service
Stock Option financial
"security_title: "Stock Option""
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"conversion_or_exercise_price: "4.5000""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: "2036-06-04T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
underlying security financial
"underlying_security_title: "Common Stock""
vest financial
"The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
board of directors financial
"subject to continued service on AtaiBeckley Inc.'s board of directors"
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOHNSON SABRINA MARTUCCI

(Last)(First)(Middle)
C/O ATAI LIFE SCIENCES US, INC.
C/O INDUSTRIOUS NYC, 250 WEST 34TH ST

(Street)
NEW YORK NEW YORK 10119

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AtaiBeckley Inc. [ ATAI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$4.506/04/2026A121,968 (1)06/04/2036Common Stock121,968$0121,968D
Explanation of Responses:
1. The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027, subject to continued service on AtaiBeckley Inc.'s board of directors through the applicable vesting date.
/s/ Ryan Barrett, as attorney in fact06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AtaiBeckley (ATAI) report in this Form 4?

AtaiBeckley reported that director Sabrina Martucci Johnson received a grant of 121,968 stock options. These options relate to common stock and were issued as a compensation award rather than an open-market purchase or sale of existing shares.

What is the exercise price of the new AtaiBeckley (ATAI) stock options?

The granted stock options have an exercise price of $4.50 per share. This means the director can buy AtaiBeckley common stock at $4.50 once the options vest, regardless of the market price at that future time.

When do Sabrina Martucci Johnson’s AtaiBeckley (ATAI) options vest?

The stock options vest on the earlier of the day before AtaiBeckley’s next annual meeting or June 4, 2027. Vesting also requires Ms. Johnson to continue serving on the company’s board of directors through the applicable vesting date.

How many AtaiBeckley (ATAI) shares are covered by the option grant?

The grant covers 121,968 shares of AtaiBeckley common stock through stock options. Following this grant, Ms. Johnson holds stock options for 121,968 underlying shares, reflecting a new derivative position rather than a cash stock purchase or sale.

When do the newly granted AtaiBeckley (ATAI) stock options expire?

The stock options expire on June 4, 2036 if they are not exercised earlier. After the expiration date, Ms. Johnson will no longer be able to use these options to acquire AtaiBeckley common shares at the $4.50 exercise price.