AtaiBeckley (ATAI) director granted 121,968 stock options at $4.50 strike

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

AtaiBeckley Inc. director Andrea Heslin Smiley received a grant of stock options covering 121,968 shares of common stock at an exercise price of $4.50 per share. These options vest on the earlier of the day before the company’s next annual meeting or June 4, 2027, contingent on continued board service.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Smiley Andrea Heslin

Role null

Type	Security	Shares	Price	Value
Grant/Award	Stock Option	121,968	$0.00	--

Holdings After Transaction: Stock Option — 121,968 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Options granted: 121,968 options Exercise price: $4.50 per share Post-grant option holdings: 121,968 options +2 more

5 metrics

Options granted 121,968 options Stock option grant to director on June 4, 2026

Exercise price $4.50 per share Conversion/exercise price for granted options

Post-grant option holdings 121,968 options Total stock options held after this award

Option expiration June 4, 2036 Expiration date for the stock options

Vesting deadline June 4, 2027 Latest vesting date, or day before next annual meeting

Key Terms

Stock Option, exercise price, expiration date, Grant, award, or other acquisition

4 terms

Stock Option financial

"The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027"

A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.

exercise price financial

"conversion_or_exercise_price: "4.5000""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

expiration date financial

"expiration_date: "2036-06-04T00:00:00.000Z""

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Form 4 Insider Transactions: What Each Field Means →

06/08/2026 - 08:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smiley Andrea Heslin

(Last)

(First)

(Middle)

C/O ATAI LIFE SCIENCES US, INC.

C/O INDUSTRIOUS NYC, 250 WEST 34TH ST

(Street)

NEW YORK

10119

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AtaiBeckley Inc. [ ATAI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option	$4.5	06/04/2026		A		121,968		⁽¹⁾	06/04/2036	Common Stock	121,968	$0	121,968	D

Explanation of Responses:

1. The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027, subject to continued service on AtaiBeckley Inc.'s board of directors through the applicable vesting date.

	/s/ Ryan Barrett, as attorney in fact	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AtaiBeckley Inc. (ATAI) report for Andrea Heslin Smiley?

AtaiBeckley Inc. reported that director Andrea Heslin Smiley received a grant of stock options for 121,968 shares of common stock. The options were awarded as compensation and are not an open-market purchase, reflecting a standard equity incentive for board service.

What is the exercise price of the new AtaiBeckley (ATAI) stock options?

The new stock options for Andrea Heslin Smiley have an exercise price of $4.50 per share. This means she can purchase up to 121,968 shares of AtaiBeckley common stock at $4.50, subject to vesting conditions tied to her continued board service.

When do Andrea Heslin Smiley’s AtaiBeckley (ATAI) stock options vest?

The stock options vest on the earlier of the day before AtaiBeckley’s next annual meeting or June 4, 2027. Vesting is conditioned on her continued service on AtaiBeckley Inc.’s board of directors through the applicable vesting date, aligning incentives with ongoing governance involvement.

How many AtaiBeckley (ATAI) options does Andrea Heslin Smiley hold after this grant?

Following this transaction, Andrea Heslin Smiley holds 121,968 stock options according to the filing. These options are directly owned, give rights to acquire common stock at $4.50 per share, and are subject to the specified vesting schedule for her board service.

Is Andrea Heslin Smiley’s AtaiBeckley (ATAI) option grant an open-market buy or sell?

The transaction is a grant or award acquisition, not an open-market buy or sell. It reflects compensation in the form of stock options for board service, with no cash paid and no shares sold in the market in this reported transaction.