STOCK TITAN

AtaiBeckley Inc. (ATAI) awards 121,968 stock options to director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AtaiBeckley Inc. director John Francis Hoffman received a grant of stock options covering 121,968 shares of Common Stock. The options have an exercise price of $4.50 per share and expire on June 4, 2036.

The option award vests on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027, subject to his continued service on the board of directors through the vesting date. Following this grant, Hoffman holds stock options for 121,968 underlying shares directly.

Positive

  • None.

Negative

  • None.
Insider Hoffman John Francis
Role null
Type Security Shares Price Value
Grant/Award Stock Option 121,968 $0.00 --
Holdings After Transaction: Stock Option — 121,968 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Stock options granted 121,968 options Grant to director on June 4, 2026
Exercise price $4.50 per share Conversion or exercise price of options
Underlying shares 121,968 shares Common Stock underlying the stock options
Total options after grant 121,968 options Total options held following transaction
Expiration date June 4, 2036 Option expiration for this grant
Latest vesting date June 4, 2027 Latest possible vesting date, tied to annual meeting timing
Stock Option financial
"security_title: "Stock Option""
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Common Stock financial
"underlying_security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
vesting financial
"The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
board of directors financial
"subject to continued service on AtaiBeckley Inc.'s board of directors through the applicable vesting date"
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hoffman John Francis

(Last)(First)(Middle)
C/O ATAI LIFE SCIENCES US, INC.
C/O INDUSTRIOUS NYC, 250 WEST 34TH ST

(Street)
NEW YORK NEW YORK 10119

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AtaiBeckley Inc. [ ATAI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$4.506/04/2026A121,968 (1)06/04/2036Common Stock121,968$0121,968D
Explanation of Responses:
1. The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027, subject to continued service on AtaiBeckley Inc.'s board of directors through the applicable vesting date.
/s/ Ryan Barrett, as attorney in fact06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AtaiBeckley Inc. (ATAI) report for John Francis Hoffman?

AtaiBeckley Inc. reported that director John Francis Hoffman received a grant of stock options for 121,968 shares. These options relate to the company’s Common Stock and were awarded as part of his compensation for serving on the board of directors.

How many AtaiBeckley Inc. (ATAI) stock options were granted and at what exercise price?

John Francis Hoffman was granted stock options for 121,968 shares of AtaiBeckley Inc. Common Stock. The options carry an exercise price of $4.50 per share, establishing the price at which he may purchase the underlying shares if the options vest and are exercised.

When do John Francis Hoffman’s AtaiBeckley Inc. (ATAI) stock options vest?

The stock options granted to John Francis Hoffman vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027. Vesting is conditioned on his continued service on the company’s board of directors through the applicable vesting date.

What is the expiration date of the AtaiBeckley Inc. (ATAI) stock options granted to John Francis Hoffman?

The stock options granted to John Francis Hoffman expire on June 4, 2036. After this expiration date, any unexercised options will lapse and can no longer be used to acquire shares of AtaiBeckley Inc. Common Stock under this grant.

How many AtaiBeckley Inc. (ATAI) shares underlie John Francis Hoffman’s options after this grant?

Following this grant, John Francis Hoffman holds stock options representing 121,968 underlying shares of AtaiBeckley Inc. Common Stock. This figure reflects his total option position reported in this filing, held directly in his name after the award acquisition.