[Form 4] AtaiBeckley Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
AtaiBeckley Inc. Chief Medical Officer Craig Kevin James executed a pre-planned option exercise-and-sale transaction involving company common stock. On the reported date, he sold 42,579 shares of common stock in an open-market sale at $5.00 per share and exercised stock options covering a total of 42,579 shares at exercise prices of $1.84 and $1.50 per share. The filing states that these option exercises and related sales were carried out under a Rule 10b5-1 trading plan adopted on December 19, 2025, indicating the trades were pre-arranged rather than timed discretionarily.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Seller: 42,579 shares ($212,895)
Net Sell
5 txns
Insider
Craig Kevin James
Role
Chief Medical Officer
Sold
42,579 shs ($213K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option | 27,280 | $0.00 | -- |
| Exercise | Stock Option | 15,299 | $0.00 | -- |
| Exercise | Common Stock | 27,280 | $1.50 | $41K |
| Exercise | Common Stock | 15,299 | $1.84 | $28K |
| Sale | Common Stock | 42,579 | $5.00 | $213K |
Holdings After Transaction:
Stock Option — 706,859 shares (Direct, null);
Common Stock — 35,717 shares (Direct, null)
Footnotes (1)
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 19, 2025. The stock option vested as to 25% of the underlying shares on January 1, 2026, with the remaining underlying shares vesting in 36 substantially equal monthly installments thereafter. The stock option vested as to 25% of the underlying shares on January 1, 2025, with the remaining underlying shares vesting in 36 substantially equal monthly installments thereafter.
Key Figures
Shares sold: 42,579 shares
Sale price: $5.00 per share
Options exercised at $1.84: 15,299 shares
+4 more
7 metrics
Shares sold
42,579 shares
Open-market sale of common stock at $5.00 per share
Sale price
$5.00 per share
Price for 42,579 common shares sold
Options exercised at $1.84
15,299 shares
Common stock acquired via option exercise at $1.84 per share
Options exercised at $1.50
27,280 shares
Common stock acquired via option exercise at $1.50 per share
Shares held after sale
8,437 shares
Common stock directly owned following reported sale
Options remaining at $1.84
372,701 options
Stock options with $1.84 exercise price outstanding after transaction
Options remaining at $1.50
706,859 options
Stock options with $1.50 exercise price outstanding after transaction
Key Terms
Rule 10b5-1 trading plan, open-market sale, derivative exercise/conversion, Stock Option, +1 more
5 terms
Rule 10b5-1 trading plan regulatory
"The option exercises and sales reported ... were effected pursuant to a Rule 10b5-1 trading plan adopted..."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
Stock Option financial
""security_title": "Stock Option""
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
expiration date financial
""expiration_date": "2034-03-13T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
