AtaiBeckley (ATAI) grants director 121,968 stock options at $4.50

Rhea-AI Filing Summary

AtaiBeckley Inc. director Robert Hershberg received a grant of stock options covering 121,968 shares of common stock. The options have an exercise price of $4.5000 per share and expire on June 4, 2036.

The award vests on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027, subject to his continued service on the board through the vesting date. Following this grant, he holds 121,968 stock options directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider HERSHBERG ROBERT

Role null

Type	Security	Shares	Price	Value
Grant/Award	Stock Option	121,968	$0.00	--

Holdings After Transaction: Stock Option — 121,968 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Option grant size: 121,968 options Exercise price: $4.5000 per share Expiration date: June 4, 2036 +2 more

5 metrics

Option grant size 121,968 options Stock option award to director on June 4, 2026

Exercise price $4.5000 per share Price to exercise options into common stock

Expiration date June 4, 2036 Option term end date

Underlying shares 121,968 shares Common stock underlying the option grant

Post-grant derivative holdings 121,968 options Total options held after transaction

Key Terms

Stock Option, exercise price, expiration date, vesting, +1 more

5 terms

Stock Option financial

"The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027"

A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.

exercise price financial

"conversion_or_exercise_price": "4.5000""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

expiration date financial

"expiration_date": "2036-06-04T00:00:00.000Z""

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

vesting financial

"The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

board of directors financial

"subject to continued service on AtaiBeckley Inc.'s board of directors through the applicable vesting date"

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HERSHBERG ROBERT

(Last) (First) (Middle)

C/O ATAI LIFE SCIENCES US, INC.

C/O INDUSTRIOUS NYC, 250 WEST 34TH ST

(Street)

NEW YORK NEW YORK 10119

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AtaiBeckley Inc. [ ATAI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	$4.5	06/04/2026		A		121,968		(1)	06/04/2036	Common Stock	121,968	$0	121,968	D

Explanation of Responses:

1. The stock option shall vest on the earlier of the day before AtaiBeckley Inc.'s next annual meeting or June 4, 2027, subject to continued service on AtaiBeckley Inc.'s board of directors through the applicable vesting date.

	/s/ Ryan Barrett, as attorney in fact	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AtaiBeckley (ATAI) report for Robert Hershberg?

AtaiBeckley reported that director Robert Hershberg received a grant of 121,968 stock options. These options relate to common stock and represent a compensation award rather than an open-market purchase or sale of ATAI shares.

What is the exercise price of Robert Hershberg’s new AtaiBeckley (ATAI) stock options?

The granted stock options have an exercise price of $4.5000 per share. This price is the amount Hershberg must pay per share to convert the options into ATAI common stock if and when he exercises them in the future.

When do Robert Hershberg’s AtaiBeckley (ATAI) stock options vest?

The options vest on the earlier of the day before AtaiBeckley’s next annual meeting or June 4, 2027. Vesting is conditioned on Hershberg’s continued service on the company’s board of directors through the applicable vesting date.

When do Robert Hershberg’s AtaiBeckley (ATAI) stock options expire?

The stock options granted to Robert Hershberg expire on June 4, 2036. If they are not exercised by that date, they will lapse, and he will no longer be able to purchase ATAI common shares under this grant.

How many AtaiBeckley (ATAI) stock options does Robert Hershberg hold after this grant?

After this compensation grant, Hershberg directly holds 121,968 stock options. Each option is exercisable for one share of AtaiBeckley common stock, subject to vesting conditions and the $4.5000 per-share exercise price specified in the award.

Is Robert Hershberg’s AtaiBeckley (ATAI) option grant an open-market share purchase?

No, the filing describes a grant of stock options as compensation, not an open-market purchase. The options were awarded at a $4.5000 exercise price and will only convert into ATAI common shares if Hershberg chooses to exercise them after vesting.