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AtlasClear SEC Filings

ATCHW OTC Link

AtlasClear Holdings, Inc. filings document the registrant's public-company governance, capital structure, material events, and security disclosures relevant to ATCHW warrants and related AtlasClear securities. Definitive proxy statements cover annual meeting matters and stockholder voting procedures, while Form 8-K reports address material events, material agreements, operating and financial results, and governance matters.

The filing record also identifies AtlasClear Holdings as an emerging growth company and includes disclosures tied to financial results reported for its wholly owned subsidiary Wilson-Davis & Co., Inc. These documents provide formal records of corporate actions, securities registration context, and recurring public-company reporting obligations.

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AtlasClear Holdings, Inc. filed a Form S-1 registering the resale of up to 48,597,042 shares of Common Stock by selling stockholders, from time to time after effectiveness. The company stated it will not receive any proceeds from these sales; selling stockholders will receive any sale proceeds.

As of November 6, 2025, 144,580,170 shares of Common Stock were outstanding. The registered resale amount represents approximately 33.6% of outstanding shares, which the company notes could increase trading supply and pressure the market price. AtlasClear’s Common Stock trades on NYSE American under “ATCH”; on November 5, 2025, the last sale price was $0.33 per share.

The prospectus allows selling stockholders to sell through various methods described under “Plan of Distribution.” AtlasClear will bear registration costs, while selling stockholders will bear their own commissions and discounts.

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Rhea-AI Summary

AtlasClear Holdings, Inc. filed a Form S-1 registering the resale of up to 48,597,042 shares of Common Stock by selling stockholders, from time to time after effectiveness. The company stated it will not receive any proceeds from these sales; selling stockholders will receive any sale proceeds.

As of November 6, 2025, 144,580,170 shares of Common Stock were outstanding. The registered resale amount represents approximately 33.6% of outstanding shares, which the company notes could increase trading supply and pressure the market price. AtlasClear’s Common Stock trades on NYSE American under “ATCH”; on November 5, 2025, the last sale price was $0.33 per share.

The prospectus allows selling stockholders to sell through various methods described under “Plan of Distribution.” AtlasClear will bear registration costs, while selling stockholders will bear their own commissions and discounts.

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AtlasClear Holdings (ATCH) furnished an 8-K under Item 2.02 announcing that its wholly owned subsidiary, Wilson-Davis & Co., Inc., released certain financial results for the three months ended September 30, 2025.

The company attached a press release as Exhibit 99.1. The information was furnished, not filed, under the Exchange Act, meaning it is not subject to Section 18 liability or automatically incorporated by reference.

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Rhea-AI Summary

AtlasClear Holdings (ATCH) furnished an 8-K under Item 2.02 announcing that its wholly owned subsidiary, Wilson-Davis & Co., Inc., released certain financial results for the three months ended September 30, 2025.

The company attached a press release as Exhibit 99.1. The information was furnished, not filed, under the Exchange Act, meaning it is not subject to Section 18 liability or automatically incorporated by reference.

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AtlasClear Holdings, Inc. received a Schedule 13G from Funicular Funds, LP, Cable Car Capital, LP, and Jacob Ma‑Weaver disclosing beneficial ownership of 12,669,232 shares of common stock, representing 9.9% of the class as of the event date 10/10/2025.

The reported stake includes 4,083,333 shares plus a convertible promissory note and warrants exercisable for common stock within 60 days, each subject to a 9.99% beneficial ownership limitation. The percentage is based on 126,819,145 shares outstanding as reported by the company on Form 10‑K filed on September 29, 2025. The filers certified the securities were not acquired to change or influence control.

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Rhea-AI Summary

AtlasClear Holdings, Inc. received a Schedule 13G from Funicular Funds, LP, Cable Car Capital, LP, and Jacob Ma‑Weaver disclosing beneficial ownership of 12,669,232 shares of common stock, representing 9.9% of the class as of the event date 10/10/2025.

The reported stake includes 4,083,333 shares plus a convertible promissory note and warrants exercisable for common stock within 60 days, each subject to a 9.99% beneficial ownership limitation. The percentage is based on 126,819,145 shares outstanding as reported by the company on Form 10‑K filed on September 29, 2025. The filers certified the securities were not acquired to change or influence control.

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AtlasClear Holdings, Inc. entered into securities purchase agreements with institutional investors to issue convertible promissory notes with an aggregate principal amount of $3.6 million for a gross purchase price of $3.0 million, reflecting a 20% original issue discount. The notes bear no interest and mature on the earlier of six months from issuance or the completion of a Qualified Financing, defined as a capital raise of at least $10 million.

At the closing of a Qualified Financing, each noteholder may elect to convert its note into equity at the same per-share price as the new financing. AtlasClear plans to use the proceeds for general corporate purposes and working capital and may issue up to an additional $2.4 million in principal amount of notes for up to $2.0 million in additional gross proceeds. Dawson James Securities, Inc. is acting as placement agent for a 5% fee on gross proceeds, and $600,000 of the notes are being purchased by Sixth Borough Capital Fund, LP, an entity controlled by a company director who is also the placement agent’s CEO.

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FAQ

How many AtlasClear (ATCHW) SEC filings are available on StockTitan?

StockTitan tracks 27 SEC filings for AtlasClear (ATCHW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for AtlasClear (ATCHW)?

The most recent SEC filing for AtlasClear (ATCHW) was filed on November 7, 2025.