First Trust entities (NYSE: ATEN) disclose 6.68% beneficial stake in A10 Networks
Rhea-AI Filing Summary
First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report beneficial ownership of 4,809,261 shares of A10 Networks, Inc. common stock, representing 6.68% of the class. They report shared voting power over 3,310,470 shares and shared dispositive power over 4,809,261 shares, with no sole voting or dispositive power.
The holdings are primarily in unit investment trusts and other managed accounts, and the reporting entities disclaim beneficial ownership. Voting for unit investment trust shares is generally carried out by the trustee, not by the reporting entities.
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Key Figures
Beneficially owned shares: 4,809,261 shares
Percent of class: 6.68%
Shared voting power: 3,310,470 shares
+3 more
6 metrics
Beneficially owned shares
4,809,261 shares
Total A10 Networks common shares reported as beneficially owned under Item 4(a)
Percent of class
6.68%
Percentage of A10 Networks common stock class reported under Item 4(b)
Shared voting power
3,310,470 shares
Number of shares with shared power to vote or direct the vote under Item 4(c)(ii)
Shared dispositive power
4,809,261 shares
Number of shares with shared power to dispose or direct disposition under Item 4(c)(iv)
Sole voting power
0 shares
Sole power to vote or direct the vote under Item 4(c)(i)
Sole dispositive power
0 shares
Sole power to dispose or direct disposition under Item 4(c)(iii)
Key Terms
beneficial ownership, shared voting power, shared dispositive power, unit investment trusts, +2 more
6 terms
beneficial ownership financial
"Amount beneficially owned: 4,809,261 (b) Percent of class: 6.68 %"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
unit investment trusts financial
"First Trust Portfolios L.P. acts as sponsor of certain unit investment trusts"
A unit investment trust (UIT) is a pooled investment that sells investors fixed “units” representing a pre-selected, unchanging bundle of stocks, bonds or other securities held for a set period. Think of it like buying a pre-packed grocery basket that won’t be rearranged — you know exactly what you own and roughly when it will end. UITs matter to investors because they offer predictable holdings and income patterns, lower active management, and clear tax and fee implications compared with regularly traded funds.
Rule 13d-1(k)(1) regulatory
"jointly filed by ... pursuant to Rule 13d-1(k)(1)"
Rule 12d1-4 regulatory
"Subject to the requirements of Rule 12d1-4 under the Investment Company Act of 1940"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What percentage of A10 Networks (ATEN) does First Trust report owning?
First Trust entities report beneficial ownership of 6.68% of A10 Networks’ common stock, corresponding to 4,809,261 shares. This stake is held across unit investment trusts and other investment vehicles they manage or advise.
Who are the reporting persons in this A10 Networks (ATEN) Schedule 13G?
The reporting persons are First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation, all organized in Illinois. The Charger Corporation is the general partner of the two First Trust limited partnerships.
Do the First Trust entities claim full beneficial ownership of their A10 Networks (ATEN) stake?
No. Each of First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation expressly disclaims beneficial ownership of the A10 Networks shares referenced in the Schedule 13G filing.