[144] Atomera Incorporated SEC Filing

Rhea-AI Filing Summary

Form 144 filed for Atomera Incorporated (ATOM) reports a proposed sale of 4,437 common shares through Morgan Stanley Smith Barney with an aggregate market value of $14,022.90. The shares were acquired by vesting of restricted stock on 09/01/2025 and were granted under the issuer's equity compensation plan. The filing lists prior sales in June by the same person: 4,359 shares on 06/02/2025 and 51,480 shares on 06/03/2025, with gross proceeds of $26,161.35 and $315,957.92, respectively. The filer represents no undisclosed material adverse information.

Positive

• Regulatory compliance: The filer has submitted a Form 144 disclosing the proposed sale, providing transparency under Rule 144.

Negative

• Insider selling activity: The notice shows the same person sold shares recently (06/02/2025 and 06/03/2025) which could indicate insider liquidity needs or portfolio rebalancing.

Insights

Securities Analyst

TL;DR: Insiders are selling vested equity; current filing appears routine and compliant with Rule 144.

The filing shows a proposed sale of 4,437 common shares acquired by vesting under an equity compensation plan and routed through Morgan Stanley Smith Barney. Prior sizeable sales in June are disclosed with gross proceeds noted. The disclosure is procedural and provides transparency about insider liquidity but does not on its face indicate company operational changes.

Corporate Governance Expert

TL;DR: Disclosure aligns with regulatory expectations; repeated insider sales merit monitoring but are not inherently material here.

The filer attests no material nonpublic information and provides acquisition and sale dates, broker details, and amounts. For governance review, the context of multiple sales by the same person—one large sale of 51,480 shares—should be noted, though the filing itself is a routine compliance document rather than a corporate event disclosure.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4437	14022.90	31482756	09/02/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2025	Vesting of Restricted Stock	Issuer			4437	09/01/2025	Granted as part of an issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Francis Laurencio 750 University Ave Suite 280 Los Gatos CA 95032	Common	06/02/2025	4359	26161.35
Francis Laurencio 750 University Ave Suite 280 Los Gatos CA 95032	Common	06/03/2025	51480	315957.92

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Atomera (ATOM) report?

The Form 144 reports a proposed sale of 4,437 common shares with an aggregate market value of $14,022.90 to be sold through Morgan Stanley Smith Barney.

Who is the seller named in the Atomera Form 144?

The seller identified is Francis Laurencio with an address listed in Los Gatos, CA.

When were the shares being sold acquired according to the filing?

The 4,437 shares were acquired by vesting of restricted stock on 09/01/2025 and granted under the issuer's equity compensation plan.

Has the filer sold other Atomera shares recently?

Yes. The filing discloses sales of 4,359 shares on 06/02/2025 for $26,161.35 and 51,480 shares on 06/03/2025 for $315,957.92.

Through which broker will the proposed sale be executed?

The proposed sale is to be executed through Morgan Stanley Smith Barney LLC, Executive Financial Services on NASDAQ.