STOCK TITAN

Atomera (ATOM) CEO Scott Bibaud exercises options and sells 50,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Atomera Inc CEO and President Scott A. Bibaud exercised options for 50,000 shares of common stock at $7.01 per share and on the same day sold 50,000 shares in an open-market transaction at $9.37 per share. Following these transactions, he directly owns 695,761 common shares and holds 179,996 non-qualified stock options expiring on March 20, 2027.

Positive

  • None.

Negative

  • None.

Insights

CEO executes routine option exercise and sale, retains large equity stake.

Atomera’s CEO Scott A. Bibaud exercised options to acquire 50,000 shares at a strike price of $7.01 and sold 50,000 shares at $9.37. This looks like a typical exercise-and-sell pattern converting option value into cash.

After the transactions, he still directly holds 695,761 common shares and 179,996 non-qualified stock options expiring on March 20, 2027. The filing shows a net share sale of 50,000 relative to market transactions, but his remaining position is substantial, suggesting ongoing exposure to Atomera’s equity.

Insider BIBAUD SCOTT A.
Role CEO and President
Sold 50,000 shs ($468K)
Type Security Shares Price Value
Exercise Non-Qualified Stock Option (right to buy) 50,000 $0.00 --
Exercise Common Stock 50,000 $7.01 $351K
Sale Common Stock 50,000 $9.37 $468K
Holdings After Transaction: Non-Qualified Stock Option (right to buy) — 179,996 shares (Direct, null); Common Stock — 745,761 shares (Direct, null)
Footnotes (1)
Shares sold 50,000 shares Open-market sale of common stock on June 15, 2026 at $9.37
Sale price $9.37 per share Price for 50,000 Atomera common shares sold
Option exercise size 50,000 shares Common stock acquired via option exercise
Option strike price $7.01 per share Conversion or exercise price for non-qualified stock option
Shares owned after sale 695,761 shares Direct Atomera common stock holdings following transactions
Options remaining 179,996 options Non-qualified stock options outstanding after exercise
Option expiration March 20, 2027 Expiration date of non-qualified stock options
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Non-Qualified Stock Option (right to buy) financial
"security_title: "Non-Qualified Stock Option (right to buy)""
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion""
transaction code "S" regulatory
"transaction_code: "S" for sale in open market or private transaction"
transaction code "M" regulatory
"transaction_code: "M" for exercise or conversion of derivative security"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BIBAUD SCOTT A.

(Last)(First)(Middle)
C/O ATOMERA, INC.
750 UNIVERSITY AVENUE, SUITE 280

(Street)
LOS GATOS CALIFORNIA 95032

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Atomera Inc [ ATOM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO and President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026M50,000A$7.01745,761D
Common Stock06/15/2026S50,000D$9.37695,761D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Option (right to buy)$7.0106/15/2026M50,00009/01/201703/20/2027Common Stock50,000$0179,996D
Explanation of Responses:
By: Mindi Zimmer, as Attorney-in-Fact For: Scott Bibaud06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Atomera (ATOM) CEO Scott Bibaud do in this Form 4?

Scott A. Bibaud exercised options for 50,000 Atomera shares at $7.01 and sold 50,000 shares at $9.37. This combination reflects an exercise-and-sell transaction, turning option-based compensation into cash while maintaining a significant remaining equity position.

How many Atomera (ATOM) shares does the CEO hold after this transaction?

After the reported transactions, CEO Scott A. Bibaud directly owns 695,761 Atomera common shares. This figure comes from the post-transaction holdings in the Form 4 and indicates he continues to have substantial equity exposure to the company after the exercise-and-sale activity.

What stock options did the Atomera (ATOM) CEO exercise in this filing?

Bibaud exercised a non-qualified stock option covering 50,000 Atomera shares at a conversion or exercise price of $7.01 per share. These options relate to a grant with an expiration date of March 20, 2027, as disclosed in the derivative section of the Form 4.

How many Atomera (ATOM) stock options does the CEO still hold?

Following the option exercise, Scott A. Bibaud holds 179,996 non-qualified stock options. These options give him the right to buy Atomera common stock and are scheduled to expire on March 20, 2027, according to the Form 4 derivative holdings information.

Was the Atomera (ATOM) CEO’s transaction a net buy or net sale of shares?

The Form 4 shows a net sale of 50,000 Atomera shares when comparing shares sold to open-market activity. He exercised options for 50,000 shares and sold 50,000 shares, with transaction summaries indicating a net-sell direction based on reported market transactions.