STOCK TITAN

Atomera (ATOM) CFO exercises options and sells 20,400 shares in open-market trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Atomera Inc CFO Laurencio Francis reported option exercises and share sales in Atomera Inc (ATOM) stock. On June 15, 2026, he exercised incentive stock options to acquire a total of 20,400 shares of common stock at exercise prices of $7.01, $5.64, and $3.90 per share. On the same date, he sold 20,400 common shares in open-market transactions at $9.44 per share. After these transactions, Francis directly held 253,353 shares of Atomera common stock, indicating an exercise-and-sell pattern that leaves him with a substantial remaining equity position.

Positive

  • None.

Negative

  • None.
Insider Laurencio Francis
Role CFO
Sold 20,400 shs ($193K)
Type Security Shares Price Value
Exercise Incentive Stock Option (right to buy) 1,500 $0.00 --
Exercise Incentive Stock Option (right to buy) 6,400 $0.00 --
Exercise Incentive Stock Option (right to buy) 12,500 $0.00 --
Exercise Common Stock 1,500 $3.90 $6K
Sale Common Stock 1,500 $9.44 $14K
Exercise Common Stock 6,400 $5.64 $36K
Sale Common Stock 6,400 $9.44 $60K
Exercise Common Stock 12,500 $7.01 $88K
Sale Common Stock 12,500 $9.44 $118K
Holdings After Transaction: Incentive Stock Option (right to buy) — 16,423 shares (Direct, null); Common Stock — 254,853 shares (Direct, null)
Footnotes (1)
Shares sold 20,400 shares Open-market sales on June 15, 2026
Sale price per share $9.44 per share Common stock sales on June 15, 2026
Options exercised 20,400 shares Incentive stock options exercised on June 15, 2026
Exercise prices $7.01, $5.64, $3.90 per share Incentive stock option strike prices
Shares held after transactions 253,353 shares Direct Atomera common stock holdings post-transaction
open-market sale financial
"Sale in open market or private transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Incentive Stock Option (right to buy) financial
"Incentive Stock Option (right to buy)"
derivative exercise/conversion financial
"Exercise or conversion of derivative security"
net-sell financial
"netBuySellDirection: "net-sell""
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Laurencio Francis

(Last)(First)(Middle)
C/O ATOMERA, INC.
750 UNIVERSITY AVENUE, SUITE 280

(Street)
LOS GATOS CALIFORNIA 95032

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Atomera Inc [ ATOM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026M1,500A$3.9254,853D
Common Stock06/15/2026S1,500D$9.44253,353D
Common Stock06/15/2026M6,400A$5.64259,753D
Common Stock06/15/2026S6,400D$9.44253,353D
Common Stock06/15/2026M12,500A$7.01265,853D
Common Stock06/15/2026S12,500D$9.44253,353D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Incentive Stock Option (right to buy)$3.906/15/2026M1,50006/01/202202/27/2029Common Stock1,500$016,423D
Incentive Stock Option (right to buy)$5.6406/15/2026M6,40003/01/202003/02/2028Common Stock6,400$011,256D
Incentive Stock Option (right to buy)$7.0106/15/2026M12,50009/01/201703/20/2027Common Stock12,500$028,387D
Explanation of Responses:
By: Mindi Zimmer, as Attorney-in-Fact For: Francis Laurencio06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)