Morgan Stanley Smith Barney (NYSE: ATR) restricted stock vesting notices

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC files a Form 144 notice listing restricted common stock vesting events. The filing lists multiple tranches of Restricted Stock Vesting Under a Registered Plan with specific vesting dates and share counts: 1,318 shares on 05/02/2025, 800 shares on 03/15/2025, 658 shares on 03/14/2025, 585 shares on 02/25/2025, and 194 shares on 02/23/2025. The filing identifies the securities as Common and references the selling party as Issuer.

Key Figures

Vesting on 05/02/2025: 1,318 shares Vesting on 03/15/2025: 800 shares Vesting on 03/14/2025: 658 shares +2 more

5 metrics

Vesting on 05/02/2025 1,318 shares Restricted Stock Vesting Under a Registered Plan

Vesting on 03/15/2025 800 shares Restricted Stock Vesting Under a Registered Plan

Vesting on 03/14/2025 658 shares Restricted Stock Vesting Under a Registered Plan

Vesting on 02/25/2025 585 shares Restricted Stock Vesting Under a Registered Plan

Vesting on 02/23/2025 194 shares Restricted Stock Vesting Under a Registered Plan

Key Terms

Restricted Stock Vesting Under a Registered Plan, Form 144, Issuer

3 terms

Restricted Stock Vesting Under a Registered Plan regulatory

"Securities To Be Sold entries list this exact vesting description"

Form 144 regulatory

"Filer Information header and form type indicates this is a Form 144 notice"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer other

"Securities To Be Sold table shows the seller role as 'Issuer'"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3555	400341.35	63820316	06/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/02/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			1318	05/02/2025	Services Rendered
Common	03/15/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			800	03/15/2025	Services Rendered
Common	02/25/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			585	02/25/2025	Services Rendered
Common	03/14/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			658	03/14/2025	Services Rendered
Common	02/23/2025	Restricted Stock Vesting Under a Registered Plan	Issuer			194	02/23/2025	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ATR Form 144 filing report?

It reports restricted common stock vesting events totaling specific share amounts on set dates. The filing lists five vesting dates with exact share counts tied to a registered plan and labels the seller role as "Issuer".

How many shares vest on May 2, 2025 in the Form 144?

On 05/02/2025 1,318 shares are listed as vesting under a registered plan. The entry is marked "Restricted Stock Vesting Under a Registered Plan" and attributed to the issuer.

Who is listed as the filer and seller on the Form 144?

The filer is Morgan Stanley Smith Barney LLC Executive Financial Services and the seller role in the securities table is listed as Issuer. The securities are identified as Common stock on NYSE.

Do the entries in this Form 144 show open-market sales?

The filing lists scheduled vesting events under a registered plan rather than explicit sale methods. It shows vesting dates and share counts but does not detail sale execution methods or proceeds.

What are the other vesting dates and share counts shown?

Additional vesting entries include 800 shares on 03/15/2025, 658 shares on 03/14/2025, 585 shares on 02/25/2025, and 194 shares on 02/23/2025. Each is labeled as services rendered.