Form 144: Morgan Stanley lists ATR restricted lots
Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed sales of Common Stock tied to restricted stock vesting under a registered plan.
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed sales of Common Stock tied to restricted stock vesting under a registered plan. The filing lists multiple vesting lots with dates and share counts, including 1,983 shares vesting 03/23/2023 and smaller lots in 2024.
Positive
- None.
Negative
- None.
Insights
Notice of proposed resale of vested restricted shares via Form 144; procedural disclosure.
Form 144 is a notice that a broker-dealer intends to sell restricted or control securities in reliance on applicable exemptions. The excerpt lists specific vesting dates and share lots described as "restricted stock vesting under a registered plan."
These entries document proposed dispositions tied to issuance for "Services Rendered" on the listed dates; the filing itself does not indicate actual sale execution or proceeds.
Key Figures
Key Terms
restricted stock vesting under a registered plan regulatory
Form 144 regulatory
Services Rendered financial
Issuer regulatory
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Form 144 filed by Morgan Stanley show for ATR?
Which vesting lots are listed in the filing excerpt?
Who is the broker or dealer named on the Form 144?
AI-generated analysis. How Rhea-AI works. Not financial advice.