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Morgan Stanley files Form 144 listing ATR restricted-stock lots (ATR)

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed sales of Common Stock tied to restricted stock vesting under a registered plan. The filing lists multiple vesting lots with dates and share counts, including 1,983 shares vesting 03/23/2023 and smaller lots in 2024.

Positive

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Negative

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Insights

Notice of proposed resale of vested restricted shares via Form 144; procedural disclosure.

Form 144 is a notice that a broker-dealer intends to sell restricted or control securities in reliance on applicable exemptions. The excerpt lists specific vesting dates and share lots described as "restricted stock vesting under a registered plan."

These entries document proposed dispositions tied to issuance for "Services Rendered" on the listed dates; the filing itself does not indicate actual sale execution or proceeds.

Filing date 05/26/2026 Form 144 header date
Largest listed lot 1,983 shares vesting date 03/23/2023
Other listed lots 346; 38; 453; 575; 445; 360 shares vesting dates in 02/2024–03/2024 described as Services Rendered
Exchange NYSE exchange listed in filer header
Header numeric fields 487,764.90; 63,820,316 numeric values present in filer information section
restricted stock vesting under a registered plan regulatory
"Restricted stock vesting under a registered plan | Issuer"
Form 144 regulatory
"144: Securities To Be Sold"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Services Rendered financial
"02/25/2024 | Services Rendered Common"
Issuer regulatory
"Restricted stock vesting under a registered plan | Issuer"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Form 144 filed by Morgan Stanley show for ATR?

It notifies proposed resale of common shares tied to restricted stock vesting. The filing lists multiple vesting dates and lots, including 1,983 shares vesting on 03/23/2023, and several 2024 vesting lots.

Do the Form 144 entries mean shares were sold?

No. Form 144 is a notice of an intended resale, not proof of sale. The excerpt lists proposed lots and vesting dates; it does not state execution, sale price, or proceeds.

Which vesting lots are listed in the filing excerpt?

The excerpt lists specific lots including 1,983 shares (03/23/2023), and 346, 38, 453, 575, 445, and 360 share lots with vesting dates in 2024 and 2023 tied to services rendered.

Who is the broker or dealer named on the Form 144?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY. The broker-dealer is listed in the filer information section.

Are the shares described restricted or unrestricted?

The entries are described as "restricted stock vesting under a registered plan," indicating the lots originate from restricted awards that vested on the listed dates.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature