AU (NYSE: AU) insider files Form 144 to sell 19,148 common shares

Rhea-AI Filing Summary

An affiliate of the issuer has filed a notice of proposed sale of restricted or control securities under Rule 144. The filer plans to sell 19,148 shares of common stock through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 12/03/2025 and an aggregate market value of 1,605,751.28. The issuer has 504,935,617 shares of this class outstanding. The shares to be sold were acquired on 03/01/2022 from the issuer via exercise of stock options as compensation using a cashless exercise structure. By signing, the filer represents they are not aware of undisclosed material adverse information about the issuer.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	19148	1605751.28	504935617	12/03/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/01/2022	Exercise of Stock Options	Issuer			19148	03/01/2022	Compensation, cashless exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filing for AU disclose?

The filing discloses that an affiliate of the issuer plans to sell 19,148 shares of common stock under Rule 144 through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 12/03/2025.

How many AU shares are planned to be sold and what is their market value?

The filer plans to sell 19,148 shares of common stock with an aggregate market value of 1,605,751.28 as stated in the notice.

How many AU common shares are outstanding according to this notice?

The notice reports that there are 504,935,617 shares of the issuer’s common stock outstanding.

How and when were the AU shares being sold under Form 144 acquired?

The shares were acquired on 03/01/2022 from the issuer via exercise of stock options, described as compensation with a cashless exercise payment method.

Which broker is handling the planned sale of AU shares?

The planned sale will be executed through Fidelity Brokerage Services LLC, located at 900 Salem Street, Smithfield, RI 02917, with the securities listed on the NYSE.

What representation does the seller make in this AU Form 144?

The seller represents that they do not know of any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.