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AngloGold Ashanti (NYSE: AU) controller reports equity awards and shares

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AngloGold Ashanti PLC executive Gwisai Mudiwa, Group Financial Controller, filed an initial ownership report detailing equity interests in the company. The filing lists holdings in performance share plan awards, restricted stock units, a transition share plan award, and a small number of ordinary shares held directly.

The performance share plan awards cover 12,961, 6,842 and 3,374 underlying Ordinary Shares of $1.00 each, with exercise prices of $0.0000 and expirations between 2034 and 2036. These awards represent contingent rights that may vest three years after grant based on specified performance criteria and continued service.

The filing also shows 7,936 restricted stock units and 1,788 transition share plan award units, each representing a contingent right to receive one ordinary share upon vesting, subject to continued service through the applicable vesting dates. In addition, Mudiwa directly holds 30 Ordinary Shares of $1.00 each.

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Insider Gwisai Mudiwa
Role Group Financial Controller
Type Security Shares Price Value
holding Performance Share Plan Award -- -- --
holding Performance Share Plan Award -- -- --
holding Performance Share Plan Award -- -- --
holding Restricted Stock Unit -- -- --
holding Ordinary Shares of $1.00 each -- -- --
holding Transition Share Plan Award -- -- --
Holdings After Transaction: Performance Share Plan Award — 23,177 shares (Direct); Restricted Stock Unit — 7,936 shares (Direct); Ordinary Shares of $1.00 each — 30 shares (Direct); Transition Share Plan Award — 1,788 shares (Direct)
Footnotes (3)
  1. F1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
  2. F2. Each transition share plan award unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
  3. F3. A performance share plan award represents a contingent right to receive Ordinary Shares from the Issuer upon vesting, which will occur three years following grant. The performance share plan award is initially made at target, and the amount of Ordinary Shares received will be determined based on achievement of specified performance criteria over the applicable performance period, subject to continued service of the Reporting Person through the vesting date.

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FAQ

What does AngloGold Ashanti (AU) executive Gwisai Mudiwa report on this Form 3?

Gwisai Mudiwa reports existing equity interests in AngloGold Ashanti, not new trades. The filing lists performance share plan awards, restricted stock units, a transition share plan award, and directly held ordinary shares, establishing his initial ownership position as Group Financial Controller.

How many performance share plan award shares does Gwisai Mudiwa have at AngloGold Ashanti (AU)?

The Form 3 shows performance share plan awards over 12,961, 6,842 and 3,374 underlying ordinary shares. These represent contingent rights that can convert into AngloGold Ashanti ordinary shares if specified performance criteria are met and Mudiwa remains employed through the vesting dates.

What are the vesting conditions for AngloGold Ashanti (AU) performance share plan awards and RSUs?

Each performance share plan award vests three years after grant, with shares delivered based on performance criteria and continued service. Each restricted stock unit and transition share plan unit converts into one ordinary share upon vesting, when restrictions lapse, if Mudiwa remains in service to the vesting date.

What direct ordinary share holdings does Gwisai Mudiwa report in AngloGold Ashanti (AU)?

The filing shows Gwisai Mudiwa directly holding 30 Ordinary Shares of $1.00 each. This direct holding is separate from his contingent interests in performance share plan awards, restricted stock units, and transition share plan awards disclosed in the same Form 3.

Do the equity awards reported by Gwisai Mudiwa on AngloGold Ashanti (AU) Form 3 involve any purchase or sale?

The Form 3 records holdings and contingent equity rights, not purchases or sales. It describes existing performance share plan awards, restricted stock units, transition share plan awards, and ordinary shares that define Mudiwa’s starting ownership position as a reporting officer.

What future dates are associated with AngloGold Ashanti (AU) performance share plan awards held by Gwisai Mudiwa?

The performance share plan awards carry exercise prices of $0.0000 and expiration dates in 2034, 2035 and 2036. Vesting is scheduled three years after each grant, with actual share delivery dependent on achieving performance criteria and Mudiwa’s continued service until vesting.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Gwisai Mudiwa

(Last)(First)(Middle)
6363 S FIDDLERS GREEN CIRCLE
SUITE 1000

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
AngloGold Ashanti PLC [ AU ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Group Financial Controller
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Unit7,936(1)D
Ordinary Shares of $1.00 each30D
Transition Share Plan Award1,788(2)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Share Plan Award02/26/202702/26/2034Ordinary Shares of $1.00 each12,961(3)(3)D
Performance Share Plan Award02/20/202802/20/2035Ordinary Shares of $1.00 each6,842(3)(3)D
Performance Share Plan Award02/23/202902/23/2036Ordinary Shares of $1.00 each3,374(3)(3)D
Explanation of Responses:
1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
2. Each transition share plan award unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
3. A performance share plan award represents a contingent right to receive Ordinary Shares from the Issuer upon vesting, which will occur three years following grant. The performance share plan award is initially made at target, and the amount of Ordinary Shares received will be determined based on achievement of specified performance criteria over the applicable performance period, subject to continued service of the Reporting Person through the vesting date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Mudiwa Gwisai03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)