AngloGold Ashanti (AU) director Calderon details share and award holdings
Rhea-AI Filing Summary
AngloGold Ashanti PLC director Alberto Calderon has filed an initial Form 3 reporting his equity interests in the company. He holds 97,518 Ordinary Shares of $1.00 each directly, along with multiple equity-based awards that may convert into additional ordinary shares over time.
The filing lists a transition share plan award covering 27,275 units, deferred share plan awards of 185,922 units, restricted stock units of 19,058 units, and performance share plan awards linked to 161,774, 92,191 and 28,588 underlying ordinary shares at a $0.00 exercise price. These awards generally vest over time or based on performance and continued service.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Calderon Alberto
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Performance Share Plan Award | -- | -- | -- |
| holding | Performance Share Plan Award | -- | -- | -- |
| holding | Performance Share Plan Award | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Deferred Share Plan Award | -- | -- | -- |
| holding | Ordinary Shares of $1.00 each | -- | -- | -- |
| holding | Transition Share Plan Award | -- | -- | -- |
Holdings After Transaction:
Performance Share Plan Award — 282,553 shares (Direct);
Restricted Stock Unit — 19,058 shares (Direct);
Deferred Share Plan Award — 185,922 shares (Direct);
Ordinary Shares of $1.00 each — 97,518 shares (Direct);
Transition Share Plan Award — 27,275 shares (Direct)
Footnotes (4)
- F1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
- F2. Each deferred share plan award unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date. Each award vests in five equal tranches annually following the grant.
- F3. Each transition share plan award unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
- F4. A performance share plan award represents a contingent right to receive Ordinary Shares from the Issuer upon vesting, which will occur three years following grant. The performance share plan award is initially made at target, and the amount of Ordinary Shares received will be determined based on achievement of specified performance criteria over the applicable performance period, subject to continued service of the Reporting Person through the vesting date.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Alberto Calderon report in his AngloGold Ashanti (AU) Form 3?
Alberto Calderon reports his initial ownership in AngloGold Ashanti, including 97,518 Ordinary Shares and several equity-based awards. These awards cover transition, deferred, restricted stock, and performance share plans that may convert into ordinary shares over time if vesting conditions are met.
How do restricted stock units work in Alberto Calderon’s AngloGold Ashanti (AU) filing?
The filing shows 19,058 restricted stock units, each representing a contingent right to one ordinary share. These units vest over time, and restrictions lapse at vesting, provided Calderon continues serving the company through the applicable vesting dates specified in the award terms.