AngloGold Ashanti director reports equity holdings

AngloGold Ashanti PLC director Alberto Calderon has filed an initial Form 3 reporting his equity interests in the company.

Rhea-AI Filing Summary

AngloGold Ashanti PLC director Alberto Calderon has filed an initial Form 3 reporting his equity interests in the company. He holds 97,518 Ordinary Shares of $1.00 each directly, along with multiple equity-based awards that may convert into additional ordinary shares over time.

The filing lists a transition share plan award covering 27,275 units, deferred share plan awards of 185,922 units, restricted stock units of 19,058 units, and performance share plan awards linked to 161,774, 92,191 and 28,588 underlying ordinary shares at a $0.00 exercise price. These awards generally vest over time or based on performance and continued service.

Insider Trade Summary

7 transactions reported

Mixed 7 txns

Insider Calderon Alberto

Role Director

Type	Security	Shares	Price	Value
holding	Performance Share Plan Award	--	--	--
holding	Performance Share Plan Award	--	--	--
holding	Performance Share Plan Award	--	--	--
holding	Restricted Stock Unit	--	--	--
holding	Deferred Share Plan Award	--	--	--
holding	Ordinary Shares of $1.00 each	--	--	--
holding	Transition Share Plan Award	--	--	--

Holdings After Transaction: Performance Share Plan Award — 282,553 contracts (Direct); Restricted Stock Unit — 19,058 shares (Direct); Deferred Share Plan Award — 185,922 shares (Direct); Ordinary Shares of $1.00 each — 97,518 shares (Direct); Transition Share Plan Award — 27,275 shares (Direct)

Footnotes (4)

1. F1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
2. F2. Each deferred share plan award unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date. Each award vests in five equal tranches annually following the grant.
3. F3. Each transition share plan award unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
4. F4. A performance share plan award represents a contingent right to receive Ordinary Shares from the Issuer upon vesting, which will occur three years following grant. The performance share plan award is initially made at target, and the amount of Ordinary Shares received will be determined based on achievement of specified performance criteria over the applicable performance period, subject to continued service of the Reporting Person through the vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Alberto Calderon report in his AngloGold Ashanti (AU) Form 3?

Alberto Calderon reports his initial ownership in AngloGold Ashanti, including 97,518 Ordinary Shares and several equity-based awards. These awards cover transition, deferred, restricted stock, and performance share plans that may convert into ordinary shares over time if vesting conditions are met.

How many AngloGold Ashanti (AU) ordinary shares does Alberto Calderon directly hold?

He directly holds 97,518 Ordinary Shares of $1.00 each in AngloGold Ashanti. This position is separate from additional equity awards, which represent contingent rights to receive more shares if time-based or performance-related vesting conditions are satisfied in the future.

What performance share plan awards are disclosed for Alberto Calderon at AngloGold Ashanti (AU)?

The Form 3 lists performance share plan awards tied to 161,774, 92,191 and 28,588 underlying ordinary shares at a $0.00 exercise price. These awards vest three years after grant, with final share delivery depending on achievement of specified performance criteria and continued service.

What are AngloGold Ashanti (AU) deferred share plan awards held by Alberto Calderon?

Calderon reports 185,922 deferred share plan award units, each representing a right to receive one ordinary share upon vesting. These awards vest in five equal annual tranches after grant, with restrictions lapsing as each tranche vests, subject to continued service at AngloGold Ashanti.

How do restricted stock units work in Alberto Calderon’s AngloGold Ashanti (AU) filing?

The filing shows 19,058 restricted stock units, each representing a contingent right to one ordinary share. These units vest over time, and restrictions lapse at vesting, provided Calderon continues serving the company through the applicable vesting dates specified in the award terms.

What does the transition share plan award represent for AngloGold Ashanti (AU) director Alberto Calderon?

The transition share plan award covers 27,275 units, each a contingent right to one ordinary share at vesting. All restrictions lapse when units vest, assuming Calderon remains in service through the vesting date, aligning his compensation with AngloGold Ashanti’s long-term share performance.

Does Alberto Calderon have to pay to exercise his AngloGold Ashanti (AU) performance share awards?

The performance share plan awards disclosed show a $0.00 exercise price for the underlying ordinary shares. This means no cash payment is required at vesting; shares are delivered if performance goals are achieved and Calderon satisfies the required service conditions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 06:05 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Calderon Alberto

(Last) (First) (Middle)

6363 S FIDDLERS GREEN CIRCLE

SUITE 1000

(Street)

GREENWOOD VILLAGE COLORADO 80111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
AngloGold Ashanti PLC [ AU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Unit	19,058(1)	D
Deferred Share Plan Award	185,922(2)	D
Ordinary Shares of $1.00 each	97,518	D
Transition Share Plan Award	27,275(3)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Share Plan Award	02/20/2028	02/20/2035	Ordinary Shares of $1.00 each	92,191(4)	(4)	D
Performance Share Plan Award	02/23/2029	02/23/2036	Ordinary Shares of $1.00 each	28,588(4)	(4)	D
Performance Share Plan Award	02/26/2027	02/26/2034	Ordinary Shares of $1.00 each	161,774(4)	(4)	D

Explanation of Responses:

1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.

2. Each deferred share plan award unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date. Each award vests in five equal tranches annually following the grant.

3. Each transition share plan award unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.

4. A performance share plan award represents a contingent right to receive Ordinary Shares from the Issuer upon vesting, which will occur three years following grant. The performance share plan award is initially made at target, and the amount of Ordinary Shares received will be determined based on achievement of specified performance criteria over the applicable performance period, subject to continued service of the Reporting Person through the vesting date.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Alberto Calderon	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)