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AngloGold Ashanti (NYSE: AU) director Nicola Newton-King files Form 3

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AngloGold Ashanti PLC director Nicola Newton-King filed an initial ownership report on Form 3. The filing identifies Newton-King as a director and, in the provided data, shows no reported transactions or derivative positions, serving mainly as a baseline disclosure of insider status.

Positive

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Negative

  • None.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Nicola Newton-King's Form 3 filing for AU show?

The Form 3 filing shows that Nicola Newton-King is a director of AngloGold Ashanti PLC. The provided data lists no insider transactions or derivative positions, acting primarily as an initial baseline disclosure of insider status for regulatory purposes.

Are there any buy or sell transactions in the AU Form 3 data?

No buy or sell transactions appear in the provided Form 3 data for AngloGold Ashanti PLC. The transaction summary shows zero buys, zero sells, zero derivative exercises, and no gifts, indicating only an initial status report without trading activity.

What is the role of Nicola Newton-King at AngloGold Ashanti PLC (AU)?

Nicola Newton-King is identified as a director of AngloGold Ashanti PLC. The Form 3 flags her as a director, with no officer role or ten-percent-owner status indicated, making this a standard insider identification filing without reported trades in the excerpt.

Does the AU Form 3 filing report any derivative securities?

The provided Form 3 data for AngloGold Ashanti PLC shows an empty derivative summary. This means no options, warrants, or other derivative positions are listed in the excerpt, and no derivative transactions are reported in the transaction summary fields.

What does the transaction summary indicate in AngloGold Ashanti PLC's Form 3?

The transaction summary indicates zero buys, zero sells, and no derivative exercises for the reporting person. It also shows no gifts, tax-withholding events, or restructurings, with net buy-sell direction labeled neutral, reflecting a pure status disclosure without trading activity.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Newton-King Nicola

(Last)(First)(Middle)
6363 S FIDDLERS GREEN CIRCLE
SUITE 1000

(Street)
GREENWOOD VILLAGE80111

(City)(State)(Zip)


(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
AngloGold Ashanti PLC [ AU ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Nicola Newton-King03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)