STOCK TITAN

AngloGold Ashanti (AU) director receives 1,580 Restricted Stock Units as equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ferguson Alan Murray reported acquisition or exercise transactions in this Form 4 filing.

AngloGold Ashanti PLC director Alan Murray Ferguson received a grant of 1,580 Restricted Stock Units. The award was recorded at a price of $0.00 per unit, indicating a compensation-related grant rather than a market purchase. Following this grant, he directly holds 1,580 Restricted Stock Units.

Each unit represents a contingent right to receive one ordinary share upon vesting. The units vest only if he continues to serve through the applicable vesting dates, at which time restrictions on the vested shares will lapse.

Positive

  • None.

Negative

  • None.
Insider Ferguson Alan Murray
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 1,580 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 1,580 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 1,580 units Restricted Stock Unit grant on 2026-05-11
Grant price per unit $0.00 per unit Compensation-related equity award
Holdings after grant 1,580 units Total Restricted Stock Units directly held post-transaction
Restricted Stock Unit financial
"Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one Ordinary Share upon vesting"
vesting date financial
"subject to the continued service of the Reporting Person through the applicable vesting date"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ferguson Alan Murray

(Last)(First)(Middle)
6363 S FIDDLERS GREEN CIRCLE
SUITE 1000

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AngloGold Ashanti PLC [ AU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Unit05/11/2026A1,580(1)A$0(1)1,580D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
Remarks:
/s/ Erica Smith, as attorney-in-fact for Alan Murray Ferguson05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AngloGold Ashanti (AU) report for Alan Murray Ferguson?

AngloGold Ashanti reported that director Alan Murray Ferguson received a grant of 1,580 Restricted Stock Units. These units were awarded at a stated price of $0.00 per unit as part of his compensation, not through an open-market share purchase.

How many Restricted Stock Units did Alan Murray Ferguson receive from AngloGold Ashanti (AU)?

Alan Murray Ferguson received 1,580 Restricted Stock Units. After this compensation-related award, his directly held position in these units is 1,580, reflecting a new equity-based incentive rather than a change in an existing shareholding through market buying or selling.

What does the Restricted Stock Unit grant at AngloGold Ashanti (AU) entitle Alan Murray Ferguson to receive?

Each Restricted Stock Unit gives him a contingent right to receive one ordinary share of AngloGold Ashanti. This right becomes effective only when the unit vests, at which point all restrictions on the corresponding vested shares will lapse under the award’s terms.

What are the vesting conditions on Alan Murray Ferguson’s AngloGold Ashanti (AU) Restricted Stock Units?

The Restricted Stock Units vest only if Alan Murray Ferguson continues serving through each applicable vesting date. Once a unit vests, all restrictions on the related ordinary share lapse, converting the contingent right into an unrestricted share, according to the grant’s footnote disclosure.

Is Alan Murray Ferguson’s AngloGold Ashanti (AU) RSU grant an open-market purchase or a compensation award?

The 1,580-unit transaction is described as a grant or award acquisition with a transaction price of $0.00 per unit. This indicates a compensation-related equity award rather than an open-market purchase funded by the director in public trading.