STOCK TITAN

Director at AngloGold Ashanti (NYSE: AU) awarded 1,580 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cleaver Bruce Alan reported acquisition or exercise transactions in this Form 4 filing.

AngloGold Ashanti PLC director Cleaver Bruce Alan received a grant of 1,580 restricted stock units. These units were awarded at a stated price of $0.00 per unit as equity compensation. Following this grant, he holds a total of 1,580 restricted stock units directly.

Each restricted stock unit represents a contingent right to receive one Ordinary Share when it vests. According to the terms, the units will vest only if Cleaver continues in service through the applicable vesting dates, at which time all restrictions on the vested shares will lapse.

Positive

  • None.

Negative

  • None.
Insider Cleaver Bruce Alan
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 1,580 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 1,580 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 1,580 units Restricted Stock Unit grant on 2026-05-11
Grant price per unit $0.00 per unit Stated transaction price for RSU award
RSUs held after grant 1,580 units Total restricted stock units directly owned post-transaction
Restricted Stock Unit financial
"Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one Ordinary Share upon vesting"
vesting financial
"upon vesting, at which time all restrictions on the vested shares will lapse"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Ordinary Share financial
"contingent right to receive one Ordinary Share upon vesting"
An ordinary share is a unit of ownership in a company that gives the holder a stake in its profits and usually the right to vote on key decisions. Think of it like a slice of a pizza where each slice entitles you to a portion of what’s left after bills are paid; value can rise or fall with the business and may pay dividends, so it matters to investors for income, growth and control.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cleaver Bruce Alan

(Last)(First)(Middle)
6363 S FIDDLERS GREEN CIRCLE
SUITE 1000

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AngloGold Ashanti PLC [ AU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Unit05/11/2026A1,580(1)A$0(1)1,580D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
Remarks:
/s/ Erica Smith, as attorney-in-fact for Bruce Alan Cleaver05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AngloGold Ashanti (AU) report for Cleaver Bruce Alan?

AngloGold Ashanti reported that director Cleaver Bruce Alan received a grant of 1,580 restricted stock units. These units are equity compensation and were issued at a stated price of $0.00 per unit, increasing his directly held restricted units to 1,580.

How many AngloGold Ashanti (AU) restricted stock units did the director receive?

The director received 1,580 restricted stock units. This entire amount is treated as a grant or award, and after this transaction, he directly holds 1,580 restricted stock units according to the filing’s post-transaction ownership figure.

What does each AngloGold Ashanti (AU) restricted stock unit represent in this Form 4?

Each restricted stock unit represents a contingent right to receive one Ordinary Share. The right becomes effective only upon vesting, and once vested, all restrictions on the corresponding Ordinary Shares will lapse under the terms described.

What conditions apply to the AngloGold Ashanti (AU) restricted stock units granted to the director?

The restricted stock units require continued service of the director through each applicable vesting date. If this condition is met, the units will vest and convert into Ordinary Shares, and all restrictions tied to those vested shares will cease to apply.

Is the AngloGold Ashanti (AU) director’s ownership from this grant direct or indirect?

The filing classifies the director’s ownership of these restricted stock units as direct. The post-transaction total of 1,580 restricted stock units is reported under direct ownership, with no separate entity or indirect holding structure referenced in this transaction.