Director at AngloGold Ashanti (NYSE: AU) receives 1,580 RSUs award

Rhea-AI Filing Summary

Newton-King Nicola reported acquisition or exercise transactions in this Form 4 filing.

AngloGold Ashanti PLC director Nicola Newton-King reported a compensation-related equity grant. The filing shows an award of 1,580 Restricted Stock Units, each representing a contingent right to receive one Ordinary Share upon vesting.

The RSUs were awarded at a price of $0.00 per unit, reflecting a grant rather than a market purchase. Following this transaction, the director holds 1,580 units directly. These units will vest only if continued service requirements are met, at which point the restrictions on the corresponding shares will lapse.

Insights

Equity Compensation Analyst

Routine RSU grant to an AngloGold Ashanti director with service-based vesting.

The disclosure shows AngloGold Ashanti PLC granted 1,580 Restricted Stock Units to director Nicola Newton-King at $0.00 per unit. This is a non-cash, equity-based compensation award that gives a future right to Ordinary Shares rather than a current share purchase.

The footnote explains each unit converts into one Ordinary Share upon vesting, contingent on continued service through the applicable vesting date. With 1,580 units reported as held after the grant and no derivative positions listed, this appears to be a standard board-level equity award, typically designed to align director interests with shareholders over time.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Newton-King Nicola

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit	1,580	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 1,580 shares (Direct)

Footnotes (1)

1. [object Object]

Key Figures

RSUs granted: 1,580 units Grant price per unit: $0.00 per unit Units held after transaction: 1,580 units

3 metrics

RSUs granted 1,580 units Restricted Stock Units awarded to director on 2026-05-11

Grant price per unit $0.00 per unit Equity compensation award, not open-market purchase

Units held after transaction 1,580 units Total Restricted Stock Units directly owned following the grant

Key Terms

Restricted Stock Unit, contingent right, vesting, Ordinary Share

4 terms

Restricted Stock Unit financial

"Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right financial

"represents a contingent right to receive one Ordinary Share upon vesting"

vesting financial

"upon vesting, at which time all restrictions on the vested shares will lapse"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Ordinary Share financial

"a contingent right to receive one Ordinary Share upon vesting"

An ordinary share is a unit of ownership in a company that gives the holder a stake in its profits and usually the right to vote on key decisions. Think of it like a slice of a pizza where each slice entitles you to a portion of what’s left after bills are paid; value can rise or fall with the business and may pay dividends, so it matters to investors for income, growth and control.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 05/12/2026 - 04:10 PM Learn about SEC filing dates

FAQ

What did AngloGold Ashanti (AU) director Nicola Newton-King receive in this Form 4?

Nicola Newton-King received a grant of 1,580 Restricted Stock Units. Each unit represents a contingent right to receive one Ordinary Share upon vesting, providing equity-based compensation rather than a cash payment or open-market share purchase.

Are the 1,580 units in the AngloGold Ashanti (AU) Form 4 immediately tradable shares?

No. The 1,580 Restricted Stock Units are not immediately tradable shares. Each unit converts into one Ordinary Share only when vesting conditions are met and all restrictions on those vested shares then lapse.

What conditions apply to the Restricted Stock Units granted at AngloGold Ashanti (AU)?

The RSUs are subject to continued service by the reporting person through the applicable vesting date. Only after vesting will each unit deliver one Ordinary Share and the restrictions on those vested shares will lapse.

Did the AngloGold Ashanti (AU) director buy or sell shares in the market?

The filing shows a grant/award acquisition, not a market trade. The 1,580 Restricted Stock Units were awarded at $0.00 per unit as equity compensation, so there is no open-market buying or selling activity reported.

How many Restricted Stock Units does the AngloGold Ashanti (AU) director hold after this grant?

After this transaction, the director is reported as holding 1,580 Restricted Stock Units directly. These units represent potential future Ordinary Shares, subject to the vesting schedule and continued service requirements outlined in the award’s terms.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newton-King Nicola

(Last) (First) (Middle)

6363 S FIDDLERS GREEN CIRCLE

SUITE 1000

(Street)

GREENWOOD VILLAGE COLORADO 80111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AngloGold Ashanti PLC [ AU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock Unit	05/11/2026		A		1,580(1)	A	$0(1)	1,580	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.

Remarks:

	/s/ Erica Smith, as attorney-in-fact for Nicola Newton-King	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)