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AngloGold Ashanti (AU) director awarded 1,580 Restricted Stock Units in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Randolph Marcus Philip reported acquisition or exercise transactions in this Form 4 filing.

AngloGold Ashanti PLC director Randolph Marcus Philip received an award of 1,580 Restricted Stock Units on May 11, 2026. Each unit represents a contingent right to receive one ordinary share upon vesting, provided he remains in service through the applicable vesting dates. Following this grant, he holds 1,580 RSUs directly.

Positive

  • None.

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Insider Randolph Marcus Philip
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 1,580 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 1,580 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 1,580 units Restricted Stock Units granted on May 11, 2026
Price per RSU $0.0000 Grant/award acquisition, no cash paid by director
RSUs held after grant 1,580 units Total direct Restricted Stock Units following the reported transaction
Restricted Stock Unit financial
"Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one Ordinary Share upon vesting"
vesting financial
"upon vesting, at which time all restrictions on the vested shares will lapse"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
continued service financial
"subject to the continued service of the Reporting Person through the applicable vesting date"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Randolph Marcus Philip

(Last)(First)(Middle)
6363 S FIDDLERS GREEN CIRCLE
SUITE 1000

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AngloGold Ashanti PLC [ AU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Unit05/11/2026A1,580(1)A$0(1)1,580D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
Remarks:
/s/ Erica Smith, as attorney-in-fact for Marcus Philip Randolph05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AngloGold Ashanti (AU) report for Randolph Marcus Philip?

AngloGold Ashanti reported that director Randolph Marcus Philip received 1,580 Restricted Stock Units. These units are a form of equity compensation that convert into ordinary shares only if specified vesting and continued service conditions are met over time.

How many AngloGold Ashanti (AU) Restricted Stock Units were granted to Randolph Marcus Philip?

Randolph Marcus Philip received a grant of 1,580 Restricted Stock Units. After this award, his reported direct holdings in this type of equity compensation total 1,580 units, each potentially settling into one ordinary share upon vesting conditions being satisfied.

Is the May 11, 2026 AngloGold Ashanti (AU) Form 4 a stock purchase or a grant?

The May 11, 2026 Form 4 reports a grant of Restricted Stock Units, not an open‑market stock purchase. The transaction code is “A” for a grant or award, and the price per unit is shown as 0.0000, indicating no cash paid by the director.

What does each AngloGold Ashanti (AU) Restricted Stock Unit represent for Randolph Marcus Philip?

Each Restricted Stock Unit represents a contingent right to receive one ordinary share of AngloGold Ashanti. The units convert into shares only upon vesting, and all restrictions lapse at that time, assuming the director’s continued service through each vesting date.

What conditions apply to the AngloGold Ashanti (AU) RSUs granted to Randolph Marcus Philip?

The RSUs are subject to vesting conditions tied to continued service. The footnote states that restrictions on the vested shares will lapse only upon vesting, provided Randolph Marcus Philip remains in service through the relevant vesting dates specified by the company.