STOCK TITAN

AngloGold Ashanti (AU) director awarded 1,580 restricted stock units as equity pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Garner Albert Headden reported acquisition or exercise transactions in this Form 4 filing.

AngloGold Ashanti PLC director Garner Albert Headden received a grant of 1,580 restricted stock units. The award was made as a compensation-related grant at a price of $0.00 per unit.

Each restricted stock unit represents a contingent right to receive one Ordinary Share upon vesting. The units will vest only if Headden continues to serve through the applicable vesting date, at which point restrictions on the vested shares will lapse. Following this grant, Headden holds 1,580 restricted stock units directly.

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Insider Garner Albert Headden
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 1,580 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 1,580 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 1,580 units Restricted stock unit grant to director on 2026-05-11
Grant price $0.00 per unit Compensation-related RSU award
Holdings after grant 1,580 units Total restricted stock units held directly after transaction
Security type Restricted Stock Unit Each unit equals one Ordinary Share upon vesting
Restricted Stock Unit financial
"Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Ordinary Share financial
"contingent right to receive one Ordinary Share upon vesting"
An ordinary share is a unit of ownership in a company that gives the holder a stake in its profits and usually the right to vote on key decisions. Think of it like a slice of a pizza where each slice entitles you to a portion of what’s left after bills are paid; value can rise or fall with the business and may pay dividends, so it matters to investors for income, growth and control.
vesting financial
"upon vesting, at which time all restrictions on the vested shares will lapse"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
continued service financial
"subject to the continued service of the Reporting Person through the applicable vesting date"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Garner Albert Headden

(Last)(First)(Middle)
6363 S FIDDLERS GREEN CIRCLE
SUITE 1000

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AngloGold Ashanti PLC [ AU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Unit05/11/2026A1,580(1)A$0(1)1,580D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each restricted share unit represents a contingent right to receive one Ordinary Share upon vesting, at which time all restrictions on the vested shares will lapse, subject to the continued service of the Reporting Person through the applicable vesting date.
Remarks:
/s/ Erica Smith, as attorney-in-fact for Albert Headden Garner05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AngloGold Ashanti (AU) report for Garner Albert Headden?

AngloGold Ashanti reported a grant of 1,580 restricted stock units to director Garner Albert Headden. These units were awarded at $0.00 per unit as part of compensation and give a contingent right to receive Ordinary Shares upon vesting and satisfaction of service conditions.

How many AngloGold Ashanti (AU) restricted stock units does Garner Albert Headden now hold?

After the reported transaction, Garner Albert Headden holds 1,580 restricted stock units. All of these units come from the most recent grant, and each may convert into one Ordinary Share if the vesting and continued service conditions are met.

Was the AngloGold Ashanti (AU) transaction a purchase or a grant for Garner Albert Headden?

The transaction was a grant of restricted stock units, not an open-market purchase. Headden received 1,580 units at $0.00 per unit as a compensation-related award, subject to vesting and continued service requirements before Ordinary Shares are delivered.

What does each AngloGold Ashanti (AU) restricted stock unit granted to Garner Albert Headden represent?

Each restricted stock unit represents a contingent right to receive one Ordinary Share. The Ordinary Shares will be delivered only upon vesting, and all restrictions on vested shares will lapse if Headden continues his service through the applicable vesting date.

Are there vesting conditions on Garner Albert Headden’s AngloGold Ashanti (AU) RSU grant?

Yes, the RSU grant is subject to vesting and continued service conditions. Headden must remain in service through the applicable vesting date for the 1,580 restricted stock units to convert into Ordinary Shares and for restrictions on the vested shares to lapse.