AUGO (NASDAQ: AUGO) amends Form 144 — 13,071 common shares reported

Rhea-AI Filing Summary

AUGO filed an amended Form 144 (144/A) reporting transactions in Common Shares, no par value. The filing lists 13,071 shares and references open market purchases with cash consideration on 05/14/2020. The broker listed is BofA Securities Inc. The filing shows an additional numeric line of 1,012,863.94 and the date 05/29/2026.

Insights

Securities Compliance Analyst

Amended notification of resale activity in common shares via open‑market trades.

The excerpt lists 13,071 shares associated with open market purchases and names BofA Securities Inc. as the broker. The filing type (144/A) is a notice commonly used to report intended resale under Rule 144.

Timing and cash treatment are shown as 05/14/2020 and "Cash"; the document also includes 1,012,863.94 and an administrative date 05/29/2026. Subsequent filings or the transaction confirmation would clarify proceeds and final disposition.

Key Figures

Reported shares: 13,071 shares Transaction date: 05/14/2020 Amendment/filing date: 05/29/2026 +2 more

5 metrics

Reported shares 13,071 shares Listed on the Form 144/A excerpt

Transaction date 05/14/2020 Date associated with open market purchases in the excerpt

Amendment/filing date 05/29/2026 Date shown on the filing header line

Numeric line 1,012,863.94 Numeric value present in the excerpt without an explicit label

Numeric line 83,789,223 Numeric value present in the excerpt without an explicit label

Key Terms

Form 144/A, Open Market Purchases, Common Shares no par value

3 terms

Form 144/A regulatory

"144/A: Filer Information"

Open Market Purchases financial

"Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Common Shares no par value financial

"Common Shares no par value | BofA Securities Inc"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Shares no par value	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	13071	1012863.94	83789223	05/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Shares no par value	05/13/2020	Open Market Purchases	Shares were acquired in the open market trades			13071	05/14/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUGO's Form 144/A report?

It reports an amended notice of resale for Common Shares, no par value, listing 13,071 shares and identifying BofA Securities Inc. as the broker. The filing cites 05/14/2020 for the open market purchase method.

Does the filing state how the shares were acquired?

Yes. The filing states the shares were acquired by open market purchases and notes Cash as the consideration. The acquisition date line in the excerpt is 05/13/2020 and a transaction date of 05/14/2020 appears.

Who is the broker handling the transactions in AUGO's filing?

The broker named is BofA Securities Inc. with an address line referencing 1209 Orange Street, Wilmington, DE. The filing lists this firm in the securities/broker section of the Form 144/A excerpt.

What do the numeric values 1,012,863.94 and 83,789,223 represent?

Those numbers appear in the excerpt but their labels are not present in the provided text. The filing shows 1,012,863.94 and 83,789,223 without explicit context in the excerpt.

Is the Form 144/A an execution notice or a resale registration?

Form 144/A is an amended notice under Rule 144 reporting intended resale activity; it is a regulatory notice rather than a registration of securities with the commission.