AUGO (Brazilian DRs) Form 144/A amended; BofA Securities listed

Rhea-AI Filing Summary

Reporting person amended a Form 144 disclosing Brazilian Depositary Receipts in connection with a proposed sale. The filing references BofA Securities Inc as broker and shows transaction entries dated 06/12/2025 (open market purchases) and 06/16/2025 (cash).

Insights

Securities Attorney

Amendment confirms brokered activity and prior open-market acquisitions.

The amendment to Form 144 lists Brazilian Depositary Receipts and names BofA Securities Inc as the broker-dealer. The entry shows an open market purchase dated 06/12/2025 and a cash entry dated 06/16/2025.

Timing and quantities are recorded in the excerpt but the filing excerpt does not provide explicit proceeds treatment or a clear aggregate sale amount; subsequent filings or the complete Form 144/A will state final sale details.

Key Figures

Numeric entry: 26723 Numeric entry: 729521.57 Numeric entry: 83534506 +3 more

6 metrics

Numeric entry 26723 appears in filing excerpt

Numeric entry 729521.57 appears in filing excerpt

Numeric entry 83534506 appears in filing excerpt

Filing date reference 05/13/2026 date shown in excerpt

Transaction date 06/12/2025 open market purchases

Transaction date 06/16/2025 cash entry

Key Terms

Brazilian Depositary Receipts, Open Market Purchases, Form 144/A

3 terms

Brazilian Depositary Receipts financial

"144/A: Securities Information — Brazilian Depositary Receipts"

Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.

Open Market Purchases market

"144/A: Securities To Be Sold — Open Market Purchases"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Form 144/A regulatory

"Filer Information | /A | 144/A: Filer Information"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Brazilian Depositary Receipts	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	26723	729521.57	83534506	05/13/2026	B3 - Brazil Exchange

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Brazilian Depositary Receipts	06/12/2025	Open Market Purchases	Shares were acquired in the open market trades			26723	06/16/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AUGO's Form 144/A disclose about the securities?

The filing amends a Form 144 to disclose Brazilian Depositary Receipts and lists BofA Securities Inc as the broker. It records transaction dates of 06/12/2025 and 06/16/2025 in the excerpt.

Does the excerpt show whether the shares were bought or sold?

The excerpt records an open market purchase on 06/12/2025 and a cash entry on 06/16/2025. It does not in this excerpt show a finalized sales amount or aggregate proceeds.

Which broker-dealer is named on the 144/A for AUGO?

The excerpt names BofA Securities Inc (address noted) as the broker-dealer associated with the securities activity recorded in the filing amendment.

Are quantities or dollar amounts listed in the provided excerpt?

The excerpt includes numeric entries such as 26723 and 729521.57 but does not explicitly label an aggregate registered offering amount or clearly attach units to each figure in the visible text.

Is there a filing or effectiveness date shown in the excerpt?

The excerpt shows a date field 05/13/2026 and transaction dates of 06/12/2025 and 06/16/2025; the role of 05/13/2026 in the amendment is recorded in the excerpt.