Affiliate sells ADRs for AUGO (AUGO) — multiple trades totaling millions

Rhea-AI Filing Summary

AUGO affiliate reported proposed sales of Brazilian depositary receipts via Form 144. The filing lists multiple past transactions by KAPITALO MASTER III FIM IE: 04/10/2026 sale of 91,000 ADRs for $3,087,343.78, 04/17/2026 sale of 94,500 ADRs for $3,497,719.78, 05/13/2026 sale of 26,723 ADRs for $719,166.69, and 05/14/2026 sale of 30,552 ADRs for $816,136.56.

The notice also records broker information referencing BofA Securities Inc and indicates open‑market purchases listed earlier in the filing. The filing is a regulatory notice of proposed and recent transactions by an affiliate rather than a corporate action by AUGO.

Insights

Equity Capital Markets Analyst

Form 144 lists several affiliate sales totaling meaningful ADR volumes and proceeds.

The excerpt shows four reported dispositions by KAPITALO MASTER III FIM IE between 04/10/2026 and 05/14/2026, with individual proceeds of $3.09M, $3.50M, $719k, and $816k. These are recorded as sales of Brazilian depositary receipts in open market trades.

Cash‑flow treatment and whether the issuer receives proceeds are not stated in the excerpt. Subsequent filings or trading records would show whether these sales affected float or share supply; timing and broader market impact are not disclosed here.

Regulatory Compliance Specialist

The filing functions as a notice of affiliate transactions under resale rules, not a corporate financing.

Form 144 is a seller notice; the excerpt includes broker details for BofA Securities Inc and identifies the security class as Brazilian depositary receipts. The methods noted include "Open Market Purchases" and open‑market sales wording for the reported transactions.

Qualifiers such as whether any sale is conditioned or subject to other approvals are not present in the provided excerpt; cash‑flow recipients beyond the named selling holder are not specified.

Key Figures

Sale on 04/10/2026: 91,000 ADRs Sale on 04/17/2026: 94,500 ADRs Sale on 05/13/2026: 26,723 ADRs +2 more

5 metrics

Sale on 04/10/2026 91,000 ADRs Proceeds <money>$3,087,343.78</money>

Sale on 04/17/2026 94,500 ADRs Proceeds <money>$3,497,719.78</money>

Sale on 05/13/2026 26,723 ADRs Proceeds <money>$719,166.69</money>

Sale on 05/14/2026 30,552 ADRs Proceeds <money>$816,136.56</money>

Broker BofA Securities Inc Listed broker/dealer in filing

Key Terms

Brazilian depositary receipts, Form 144, Open Market Purchases

3 terms

Brazilian depositary receipts financial

"Brazilian depositary receipts | BofA Securities Inc 1209 Orange Street"

Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchases market

"06/12/2025 | Open Market Purchases | Shares were acquired in the open market trades"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 07:45 PM Learn about SEC filing dates

FAQ

What does AUGO's Form 144 disclose about recent sales?

It discloses affiliate sales of Brazilian depositary receipts by KapitAlo Master III on specific dates. The filing lists sales on 04/10/2026, 04/17/2026, 05/13/2026, and 05/14/2026 with stated share counts and proceeds.

How many ADRs did KapitAlo Master III sell in the largest reported trade?

The largest reported trade in the excerpt is 94,500 ADRs sold on 04/17/2026. The filing shows proceeds for that trade of $3,497,719.78.

Who is listed as the broker for the transactions in AUGO's Form 144?

The filing lists BofA Securities Inc with an address in Wilmington, DE, as the broker/dealer associated with the securities entries in the excerpt.

Do the Form 144 entries state whether AUGO receives proceeds from these sales?

The excerpt records proceeds associated with each sale but does not state whether AUGO receives any proceeds; the entries identify the selling holder and cash amounts tied to each trade.

Are the sales described as open‑market transactions?

Yes. The excerpt explicitly states that the securities were acquired or sold in "Open Market Purchases" and lists open‑market trades for the reported transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Brazilian depositary receipts	BofA Securities Inc 1209 Orange Street Corporation Trust Center Wilmington DE 19801	4257	89277.32	83789223	05/26/2026	B3

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Brazilian depositary receipts	06/12/2025	Open Market Purchases	Shares were acquired in the open market trades			4257	06/16/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KAPITALO MASTER III FIM IE Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	04/10/2026	91000	3087343.78
KAPITALO MASTER III FIM IE Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	04/17/2026	94500	3497719.78
KAPITALO MASTER III FIM IE Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	05/13/2026	26723	719166.69
KAPITALO MASTER III FIM IE Avenida Brigadeiro Faria Lima 3144 11 floor Sao Paulo D5 01451-000	Brazilian depositary receipts	05/14/2026	30552	816136.56

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)