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Aura Minerals holder plans sale of 253K BDRs

An affiliated investment fund files a Form 144 to potentially sell 253,428 Aura Minerals Brazilian depositary receipts on B3 under Rule 144.

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Aura Minerals Inc. (AUGO) is the issuer of Brazilian depositary receipts (BDRs) that are the subject of this Form 144 notice filed for sales by Kapitalo Master III Fundo de Investimento Multimercado, which may be deemed an affiliate. The notice covers the proposed sale of 253,428 BDRs of Aura Minerals on the B3 exchange through Morgan Stanley’s institutional equity division.

The filing states an aggregate market value of $7,671,002.48 for the BDRs covered by the notice, with 83,789,223 BDRs of the class outstanding. The BDRs are certificates representing Aura Minerals common shares, and three BDRs represent one common share.

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Brazilian depositary receipts to be sold 253,428 BDRs Securities to be sold under Rule 144
Aggregate market value of BDRs to be sold $7,671,002.48 Value for 253,428 BDRs covered by the notice
Shares of BDR class outstanding 83,789,223 BDRs Outstanding BDRs of the class referenced in the notice
Largest single recent BDR sale 100,083 BDRs Sale on September 3, 2026 by the same holder
Value of that largest recent BDR sale $2,934,790.42 Proceeds from 100,083 BDRs sold on September 3, 2026
BDR-to-common-share ratio 3 BDRs per 1 common share Relationship between Aura Minerals BDRs and common shares
Date of notice September 22, 2026 Date the Form 144 notice was signed
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Brazilian depositary receipts financial
"Brazilian Depositary Receipts are certificates representing Common Shares"
Brazilian Depositary Receipts (BDRs) are certificates traded on Brazilian exchanges that represent ownership of shares in foreign companies, allowing local investors to buy and sell exposure to those overseas stocks without opening foreign brokerage accounts. They matter because they let investors diversify across global companies using local currency and trading hours, similar to buying a locally issued voucher for a foreign product, while still exposing portfolios to the performance and risks of the underlying foreign shares.
open market purchases financial
"Shares were acquired in the open market trades"
Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What securities of Aura Minerals (AUGO) are covered by this Form 144?

The notice covers Brazilian depositary receipts (BDRs) representing Aura Minerals Inc. common shares. The filing specifies that BDRs are certificates representing common shares and that three BDRs represent one common share of Aura Minerals.

How many Aura Minerals (AUGO) BDRs are proposed to be sold under this Form 144?

The filing states that 253,428 Brazilian depositary receipts of Aura Minerals Inc. are to be sold under Rule 144. These BDRs are listed for sale through Morgan Stanley’s institutional equity division on the B3 exchange.

Who is the selling security holder in this Aura Minerals (AUGO) Form 144?

The selling holder is Kapitalo Master III Fundo de Investimento Multimercado. The Form 144 notes that this party may be deemed an affiliate and provides that information for sales under Rule 144 involving Aura Minerals Brazilian depositary receipts.

What is the aggregate market value of Aura Minerals (AUGO) BDRs covered by the Form 144?

The notice reports an aggregate market value of $7,671,002.48 for the 253,428 BDRs to be sold. This figure reflects the market value of the Brazilian depositary receipts at the time referenced in the filing.

How many Aura Minerals (AUGO) BDRs of this class are outstanding according to the Form 144?

The Form 144 states that there are 83,789,223 Brazilian depositary receipts of the relevant class outstanding. This number is presented as the total outstanding BDRs of that class, separate from the 253,428 BDRs covered by the notice.

What does the Form 144 say about the relationship between Aura Minerals BDRs and common shares?

The filing explains that Brazilian Depositary Receipts are certificates representing common shares of Aura Minerals Inc., and that three BDRs represent one common share of the issuer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

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