Proposed AUGO common stock sale, 60,000 listed (NASDAQ: AUGO)

Rhea-AI Filing Summary

AUGO filed a Form 144 reporting proposed sales of Common Stock. The notice lists two stock option exercises: 36,806 shares with an exercise date of 12/17/2024 and 23,194 shares with an exercise date of 05/26/2026. The filing names Merrill Lynch, Pierce, Fenner and Smith and includes a numeric line showing 60,000, 3,717,152.28, and 83,789,224 alongside a 06/30/2026 date and Nasdaq.

Insights

Securities Compliance Analyst

Form 144 records proposed affiliate sales tied to option exercises.

The document lists two option-exercise events: 36,806 shares (exercise date 12/17/2024) and 23,194 shares (exercise date 05/26/2026), identified as cash exercises with the issuer. The filing names a broker-dealer and shows numeric fields including 60,000 and $3,717,152.28.

Timing and final sale execution depend on the seller and Rule 144 conditions; subsequent public filings will show completed dispositions.

Key Figures

Listed numeric value: 60,000 Dollar amount shown: $3,717,152.28 Another numeric field: 83,789,224 +2 more

5 metrics

Listed numeric value 60,000 Numeric field on the Form 144 line

Dollar amount shown $3,717,152.28 Numeric field on the Form 144 line

Another numeric field 83,789,224 Numeric field on the Form 144 line

Option exercise - 12/17/2024 36,806 shares Stock option exercise listed with exercise date <date>12/17/2024</date>

Option exercise - 05/26/2026 23,194 shares Stock option exercise listed with exercise date <date>05/26/2026</date>

Key Terms

Form 144, stock option exercise, Cash

3 terms

Form 144 regulatory

"144: Securities To Be Sold Common Stocks"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock option exercise financial

"Stock option exercise | Issuer | 36806 | 12/17/2024"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Cash financial

"Cash Common Stocks | 05/26/2026 | Stock option exercise"

FAQ

What does AUGO's Form 144 report?

It reports proposed sales of Common Stock tied to stock option exercises. The filing lists 36,806 and 23,194 shares with exercise dates 12/17/2024 and 05/26/2026.

Who is listed as the broker-dealer on AUGO's Form 144?

The filing names Merrill Lynch, Pierce, Fenner and Smith with an Aventura, FL address. That broker-dealer is included on the Form 144 contact/placement line.

Does the filing show how many shares are covered in total?

The Form 144 lists entries including 36,806 and 23,194 share exercises and a line showing 60,000; the filing text presents these numeric fields without aggregating them.

Are the listed exercises cash or cashless?

The entries are labeled as Cash stock option exercises in the filing for the two listed exercise dates, indicating cash-based option exercises.

Is timing of actual public sales specified in the Form 144?

The Form 144 records proposed sales and exercise dates (12/17/2024 and 05/26/2026); it does not state completed public sale dates for the securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/30/2026 - 04:03 PM Accepted by SEC EDGAR 06/30/2026 - 04:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002120150
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Aura Minerals Inc.
SEC File Number
Address of Issuer	3390 Mary Street Suite 116 Coconut Grove FLORIDA 33133
Phone	8668819982
Name of Person for Whose Account the Securities are To Be Sold	Joao Kleber dos Santos Cardoso
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch, Pierce, Fenner and Smith 19495 Biscayne Blvd Suite 700 Aventura FL 33180	60000	3717152.28	83789224	06/30/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stocks	12/17/2024	Stock option exercise	Issuer			36806	12/17/2024	Cash
Common Stocks	05/26/2026	Stock option exercise	Issuer			23194	05/26/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/30/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/16/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Joao Kleber dos Santos Cardoso
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)