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Aura Minerals (AUGO) director discloses shares, RSUs and options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Aura Minerals Inc. director Rosa Luvizotto Glauber reported her initial ownership of common equity and stock options. She directly holds 242,767 Common Shares, including 26,654 restricted stock units that will vest in three equal annual installments starting on September 29, 2026. She also holds stock options to purchase Common Shares at exercise prices of 1.567 and 17.35 (Canadian dollars), with expirations on October 2, 2027 and January 10, 2032. Certain options are already fully vested and exercisable, while others will vest in three equal annual installments starting on January 10, 2026.

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Insider Rosa Luvizotto Glauber
Role Director
Type Security Shares Price Value
holding Stock Option (right to buy) -- -- --
holding Stock Option (right to buy) -- -- --
holding Stock Option (right to buy) -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Stock Option (right to buy) — 216,860 shares (Direct); Common Shares — 242,767 shares (Direct)
Footnotes (1)
  1. Includes 26,654 restricted stock units (RSUs). These RSUs will vest in three equal annual installments starting on September 29, 2026. Reflects stock options to purchase Common Shares. These stock options were granted on October 02, 2019 and are fully vested and exercisable. Reflects stock options to purchase Common Shares. These stock options were granted on October 02, 2019 and are fully vested and exercisable. Reflects stock options to purchase Common Shares. These stock options were granted on January 10, 2025 and will vest in three equal annual installments starting on January 10, 2026. Canadian dollars.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Rosa Luvizotto Glauber

(Last)(First)(Middle)
C/O AURA TECHNICAL SERVICES INC.
3390 MARY ST, SUITE 116

(Street)
COCONUT GROVE FLORIDA 33133

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Aura Minerals Inc. [ AUGO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares242,767(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (2)10/02/2027Common Shares216,860$1.567(5)D
Stock Option (right to buy) (3)10/02/2027Common Shares60$1.567(5)D
Stock Option (right to buy) (4)01/10/2032Common Shares142,780$17.35(5)D
Explanation of Responses:
1. Includes 26,654 restricted stock units (RSUs). These RSUs will vest in three equal annual installments starting on September 29, 2026.
2. Reflects stock options to purchase Common Shares. These stock options were granted on October 02, 2019 and are fully vested and exercisable.
3. Reflects stock options to purchase Common Shares. These stock options were granted on October 02, 2019 and are fully vested and exercisable.
4. Reflects stock options to purchase Common Shares. These stock options were granted on January 10, 2025 and will vest in three equal annual installments starting on January 10, 2026.
5. Canadian dollars.
/s/ Glauber Rosa Luvizotto03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Aura Minerals (AUGO) director Rosa Luvizotto Glauber report on this Form 3?

She reports her initial ownership in Aura Minerals, including 242,767 Common Shares and several stock option awards. The filing also notes restricted stock units and option grants with specific vesting schedules and expiration dates, all reflecting her existing equity-based position as a director.

How many Aura Minerals (AUGO) common shares does Rosa Luvizotto Glauber directly hold?

She directly holds 242,767 Common Shares of Aura Minerals. This total includes 26,654 restricted stock units that are scheduled to vest in three equal annual installments starting on September 29, 2026, reflecting both current and time-based equity compensation.

What restricted stock units (RSUs) are disclosed for Aura Minerals (AUGO) director Rosa Luvizotto Glauber?

She holds 26,654 restricted stock units tied to Aura Minerals Common Shares. These RSUs will vest in three equal annual installments starting on September 29, 2026, providing staggered equity compensation over multiple years as long as vesting conditions are met.

What stock options does Rosa Luvizotto Glauber hold in Aura Minerals (AUGO)?

She holds several stock option grants to purchase Aura Minerals Common Shares. These include options granted on October 2, 2019 that are fully vested and exercisable, and options granted on January 10, 2025 that vest in three equal annual installments beginning January 10, 2026.

What are the exercise prices and expirations of Rosa Luvizotto Glauber’s Aura Minerals (AUGO) options?

Her options have exercise prices of 1.567 and 17.35, stated in Canadian dollars. The options expire on October 2, 2027 and January 10, 2032, respectively, giving her long-dated rights to purchase Aura Minerals Common Shares at those prices.

Does this Aura Minerals (AUGO) Form 3 show any recent insider buying or selling?

The Form 3 lists Rosa Luvizotto Glauber’s holdings but does not show buy or sell transactions. It records her existing Common Shares, restricted stock units, and stock options as of the reporting date, serving as a baseline disclosure of her equity position.
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