authID (AUID) CTO receives 133,000 stock options tied to 2026 plan approval
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
authID Inc. Chief Technology Officer Thomas Robert Szoke received a grant of 133,000 stock options on Common Stock at an exercise price of $1.24 per share. The options vest monthly over 12 months, subject to continued service to authID Inc., providing time-based equity compensation.
Of the 133,000 options granted, 113,000 are not exercisable unless and until the company’s 2026 Equity Incentive Plan is approved by stockholders. After this filing, Szoke also holds 5,269 Common Stock shares directly and 12,500 shares indirectly through his wife, Ginta Ozola-Szoke, along with previously granted option awards.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Szoke Thomas Robert
Role
Chief Technology Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Options | 133,000 | $0.00 | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Common Stock, $0.0001 par value per share | -- | -- | -- |
| holding | Common Stock, $0.0001 par value per share | -- | -- | -- |
Holdings After Transaction:
Stock Options — 133,000 shares (Direct, null);
Common Stock, $0.0001 par value per share — 5,269 shares (Direct, null);
Common Stock, $0.0001 par value per share — 12,500 shares (Indirect, See footnote)
Footnotes (1)
- Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke The stock option vesting is monthly over 12 months, subject to continued service to authID Inc. Of the 133,000 options granted, 113,000 options are not exercisable unless and until the Company's 2026 Equity Incentive Plan is approved by the Company's stockholders.
Key Figures
New option grant size: 133,000 stock options
New option exercise price: $1.24 per share
Contingent options: 113,000 options
+5 more
8 metrics
New option grant size
133,000 stock options
Grant to CTO Thomas Robert Szoke on Common Stock
New option exercise price
$1.24 per share
Exercise price for 133,000 granted stock options
Contingent options
113,000 options
Not exercisable unless 2026 Equity Incentive Plan is approved
Direct common shares
5,269 shares
Common Stock held directly by Thomas Szoke
Indirect common shares
12,500 shares
Common Stock held by Szoke’s wife, Ginta Ozola-Szoke
Existing options at $2.64
12,500 underlying shares
Stock options with $2.64 exercise price expiring 2033-03-14
Existing options at $5.35
33,000 underlying shares
Stock options with $5.35 exercise price expiring 2035-06-04
Existing options at $5.48
17,013 underlying shares
Stock options with $5.48 exercise price expiring 2033-06-28
Key Terms
Stock Options, Equity Incentive Plan, exercise price, continued service
4 terms
Stock Options financial
"security_title: "Stock Options" and underlying Common Stock, $0.0001 par value per share"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
Equity Incentive Plan financial
"the Company's 2026 Equity Incentive Plan is approved by the Company's stockholders"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
exercise price financial
"conversion_or_exercise_price: "1.2400" for 133,000 granted options"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
continued service financial
"vesting is monthly over 12 months, subject to continued service to authID Inc."
FAQ
What did authID (AUID) disclose about CTO Thomas Szoke’s new equity grant?
authID disclosed that CTO Thomas Robert Szoke received a grant of 133,000 stock options with a $1.24 exercise price. The options relate to Common Stock and represent compensation tied to his ongoing service with the company over a defined vesting period.
How do Thomas Szoke’s new authID (AUID) options vest?
The 133,000 stock options granted to Thomas Szoke vest monthly over 12 months, subject to continued service to authID Inc. This structure spreads his equity compensation over a year, aligning benefits with his ongoing employment and performance during that period.
What conditions apply to the exercisability of Thomas Szoke’s new authID options?
Of the 133,000 options granted, 113,000 are not exercisable unless and until authID’s 2026 Equity Incentive Plan is approved by stockholders. This ties a large portion of the award to future shareholder approval of the company’s equity compensation plan.
What are Thomas Szoke’s direct and indirect Common Stock holdings in authID (AUID)?
Following the reported holdings, Thomas Szoke owns 5,269 Common Stock shares directly. In addition, 12,500 Common Stock shares are held indirectly by his wife, Ginta Ozola-Szoke, reflecting family-associated ownership reported in the filing’s footnotes.
What existing stock option positions does Thomas Szoke hold in authID (AUID)?
Szoke holds previously granted stock options exercisable for 12,500, 33,000, and 17,013 underlying Common Stock shares at exercise prices of $2.64, $5.35, and $5.48. These options have expiration dates in 2033 and 2035, representing longer-term incentive positions.
What is the exercise price and size of Thomas Szoke’s new authID option grant?
The new grant to Thomas Szoke covers 133,000 stock options on authID Common Stock at a $1.24 exercise price. The options were awarded with a transaction price per option of $0.00, reflecting a compensation grant rather than a market purchase transaction.