Welcome to our dedicated page for Golden Minerals SEC filings (Ticker: AUMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Golden Minerals Company (AUMN) SEC filings page provides access to the company’s U.S. regulatory disclosures, including annual and quarterly reports and current reports on material events. Golden Minerals states that it expects to continue filing under the Securities Exchange Act of 1934, and its news releases reference its Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, where detailed financial statements, management’s discussion and analysis, and risk factors are presented.
For this silver ore mining company, Form 10-K and Form 10-Q filings are central sources for information on its restructuring, asset sales, exploration portfolio, and liquidity position. These reports discuss the suspension and sale of the Velardeña mines and processing plants in Mexico, the divestiture of projects such as El Quevar and Yoquivo, and the sale of Mexican subsidiaries holding tax losses and other liabilities. They also provide narrative on how these transactions affect Golden Minerals’ balance sheet, cash flows, and ongoing obligations, as summarized in the company’s news releases.
Form 8-K current reports capture specific material events. For example, a January 2026 Form 8-K describes the completion of the sale of the company’s Mexican subsidiaries Servicios Velardeña S.A. de C.V. and GMC Equipos S.A. de C.V., including the cash consideration received and a reference to the related press release. Such filings help investors track key steps in Golden Minerals’ planned exit from Mexico and its efforts to reduce liabilities and administrative costs.
Through this filings page, users can follow how Golden Minerals reports its exploration activities at the Desierto Project in Argentina and the Sand Canyon Project in Nevada, its capital resources and going-concern considerations, and its evaluation of strategic alternatives such as asset sales, partnerships, or a potential sale of the company. AI-powered summaries can assist in interpreting lengthy disclosures, highlighting sections on liquidity, asset dispositions, and project-level information, while real-time updates ensure that new 10-K, 10-Q, and 8-K filings and any insider transaction reports on Form 4 are promptly reflected as they become available from EDGAR.
JIWANI ANIL SALIM reported acquisition or exercise transactions in this Form 4 filing.
Golden Minerals Company’s Chief Financial Officer, Anil Salim Jiwani, reported receiving a grant of 200,000 restricted stock units of common stock. The award was made at a price of $0.00 per share under the company’s Amended and Restated 2023 Equity Incentive Plan.
The RSUs will fully vest upon any Change in Control as defined in the plan. If no Change in Control occurs, half of the RSUs vest on the first anniversary of the grant date and the remaining half on the second anniversary. Shares represented by vested RSUs will be issued when he ceases to serve as Chief Financial Officer.
Golden Minerals Company reported that on December 30, 2025 it completed the sale of its wholly owned Mexican subsidiaries, Servicios Velardeña S.A. de C.V. and GMC Equipos S.A. de C.V., to a privately held Mexican group. In connection with this transaction, the company received $65,000 in cash, providing a modest cash inflow from the disposition of these assets.
The company subsequently issued a press release on January 2, 2026 to announce the completion of the sale, which is included as an exhibit to this report.
Golden Minerals Company reported a Q3 2025 net loss of $877,000 versus net income of $199,000 a year ago, driven by the absence of prior-year gains from divestitures and a small loss from discontinued operations. For the first nine months, net loss narrowed to $2.96 million from $7.11 million, reflecting cost reductions.
Liquidity remains tight. Cash and cash equivalents were $1.745 million, current assets $2.013 million, and current liabilities $4.315 million, including $2.972 million of deferred revenue tied to the Velardeña oxide plant sale. Shareholders’ equity stood at a deficit of $4.815 million. Management states that substantial doubt exists about the company’s ability to continue as a going concern absent asset sales or external financing, with cash projected to be exhausted in the second quarter of 2026.
The company completed the Velardeña divestiture on October 10, 2025, receiving the final $28,000 plus VAT; the related gain will be recognized in the 2025 10-K. The portfolio now centers on exploration, notably the Sarita Este/Desierto project in Argentina and a 60% interest in Nevada’s Sand Canyon. 15,053,048 common shares were outstanding as of November 13, 2025.
Director David Watkins of Golden Minerals Co (AUMN) received a significant equity grant on June 24, 2025. The transaction involved the acquisition of 175,000 restricted stock units (RSUs) under the company's Amended and Restated 2023 Equity Incentive Plan at $0 cost.
Following this transaction, Watkins' total beneficial ownership consists of:
- 175,000 newly awarded RSUs
- 129,493 previously granted RSUs
- 400 shares of common stock
Total beneficial ownership after the transaction stands at 304,893 units, held in direct ownership. This grant represents a significant increase in Watkins' equity stake in the company, aligning his interests with shareholders through long-term equity compensation.
Golden Minerals Co. (AUMN) – Form 4 insider filing
Director Kevin R. Morano reported the grant of 175,000 restricted stock units (RSUs) on 24 June 2025 under the company’s Amended and Restated 2023 Equity Incentive Plan. The RSUs were issued at a stated price of $0 and are classified as an acquisition (transaction code “A”).
After the award, Morano’s total beneficial ownership rose to 304,773 shares/units, comprised of the newly granted 175,000 RSUs, 129,493 previously reported RSUs, and 280 shares of common stock held directly.
No open-market purchases, sales, or derivative exercises were disclosed, and the filing does not reference any 10b5-1 trading plan. As this is a routine compensation grant rather than a cash-funded purchase, the signalling value for outside investors is limited. Nevertheless, the additional equity modestly increases management–shareholder alignment without causing dilution beyond what was already authorized in the equity plan.
Golden Minerals Director Deborah J. Friedman received a significant equity grant on June 24, 2025, consisting of 175,000 restricted stock units (RSUs) under the company's Amended and Restated 2023 Equity Incentive Plan. The RSUs were granted at $0 exercise price.
Following this transaction, Friedman's total beneficial ownership increased to 283,000 units, which includes:
- 175,000 newly awarded RSUs
- 108,000 previously granted RSUs
This Form 4 filing, submitted on June 26, 2025, reflects direct ownership of the securities. The grant suggests continued alignment of director interests with shareholders and represents a significant component of director compensation.
Jeffrey G. Clevenger, Director of Golden Minerals (AUMN), received a significant equity grant on June 24, 2025. The transaction involved 175,000 restricted stock units (RSUs) awarded under the company's Amended and Restated 2023 Equity Incentive Plan at $0 cost.
Following this transaction, Clevenger's total beneficial ownership consists of:
- 175,000 newly awarded RSUs
- 133,600 previously granted RSUs
- 22,508 shares of common stock
The total beneficial ownership following the transaction amounts to 331,108 units, all held directly. This grant represents a significant increase in Clevenger's equity stake in the company and aligns with typical director compensation practices through equity-based incentives.
Golden Minerals President and CEO Pablo Castanos received a significant equity grant on June 24, 2025, according to a Form 4 filing. The executive was awarded 750,000 restricted stock units (RSUs) under the company's Amended and Restated 2023 Equity Incentive Plan.
Following this transaction, Castanos's total beneficial ownership includes 1,190,000 RSUs, comprising the new grant and 440,000 previously awarded units. The RSUs were granted at $0 exercise price and represent a direct ownership form.
Key details:
- Transaction Type: RSU Grant (Acquisition)
- Filing Date: June 28, 2025
- Reporting Person Role: Director, President and CEO
- Ownership Type: Direct