Welcome to our dedicated page for Golden Minerals Co SEC filings (Ticker: AUMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Golden Minerals Company filings document financial results, material events, governance matters, and corporate-status disclosures for a mining and exploration company traded on OTCQB and TSX under AUMN. Current reports cover operating results, business summaries, completed asset and subsidiary sales, and discontinued operations associated with former Mexico properties.
The company’s proxy materials disclose annual meeting procedures, director elections, board governance, executive compensation, and shareholder voting matters. Other filings include late-filing notifications, risk-factor context, liquidity disclosures, capital-structure information, and formal exhibits tied to press releases and material corporate events.
JIWANI ANIL SALIM reported acquisition or exercise transactions in this Form 4 filing.
Golden Minerals Company’s Chief Financial Officer, Anil Salim Jiwani, reported receiving a grant of 200,000 restricted stock units of common stock. The award was made at a price of $0.00 per share under the company’s Amended and Restated 2023 Equity Incentive Plan.
The RSUs will fully vest upon any Change in Control as defined in the plan. If no Change in Control occurs, half of the RSUs vest on the first anniversary of the grant date and the remaining half on the second anniversary. Shares represented by vested RSUs will be issued when he ceases to serve as Chief Financial Officer.
Golden Minerals Company reported that on December 30, 2025 it completed the sale of its wholly owned Mexican subsidiaries, Servicios Velardeña S.A. de C.V. and GMC Equipos S.A. de C.V., to a privately held Mexican group. In connection with this transaction, the company received $65,000 in cash, providing a modest cash inflow from the disposition of these assets.
The company subsequently issued a press release on January 2, 2026 to announce the completion of the sale, which is included as an exhibit to this report.
Golden Minerals Company reported a Q3 2025 net loss of $877,000 versus net income of $199,000 a year ago, driven by the absence of prior-year gains from divestitures and a small loss from discontinued operations. For the first nine months, net loss narrowed to $2.96 million from $7.11 million, reflecting cost reductions.
Liquidity remains tight. Cash and cash equivalents were $1.745 million, current assets $2.013 million, and current liabilities $4.315 million, including $2.972 million of deferred revenue tied to the Velardeña oxide plant sale. Shareholders’ equity stood at a deficit of $4.815 million. Management states that substantial doubt exists about the company’s ability to continue as a going concern absent asset sales or external financing, with cash projected to be exhausted in the second quarter of 2026.
The company completed the Velardeña divestiture on October 10, 2025, receiving the final $28,000 plus VAT; the related gain will be recognized in the 2025 10-K. The portfolio now centers on exploration, notably the Sarita Este/Desierto project in Argentina and a 60% interest in Nevada’s Sand Canyon. 15,053,048 common shares were outstanding as of November 13, 2025.
Director David Watkins of Golden Minerals Co (AUMN) received a significant equity grant on June 24, 2025. The transaction involved the acquisition of 175,000 restricted stock units (RSUs) under the company's Amended and Restated 2023 Equity Incentive Plan at $0 cost.
Following this transaction, Watkins' total beneficial ownership consists of:
- 175,000 newly awarded RSUs
- 129,493 previously granted RSUs
- 400 shares of common stock
Total beneficial ownership after the transaction stands at 304,893 units, held in direct ownership. This grant represents a significant increase in Watkins' equity stake in the company, aligning his interests with shareholders through long-term equity compensation.
Golden Minerals Co. (AUMN) – Form 4 insider filing
Director Kevin R. Morano reported the grant of 175,000 restricted stock units (RSUs) on 24 June 2025 under the company’s Amended and Restated 2023 Equity Incentive Plan. The RSUs were issued at a stated price of $0 and are classified as an acquisition (transaction code “A”).
After the award, Morano’s total beneficial ownership rose to 304,773 shares/units, comprised of the newly granted 175,000 RSUs, 129,493 previously reported RSUs, and 280 shares of common stock held directly.
No open-market purchases, sales, or derivative exercises were disclosed, and the filing does not reference any 10b5-1 trading plan. As this is a routine compensation grant rather than a cash-funded purchase, the signalling value for outside investors is limited. Nevertheless, the additional equity modestly increases management–shareholder alignment without causing dilution beyond what was already authorized in the equity plan.
Golden Minerals Director Deborah J. Friedman received a significant equity grant on June 24, 2025, consisting of 175,000 restricted stock units (RSUs) under the company's Amended and Restated 2023 Equity Incentive Plan. The RSUs were granted at $0 exercise price.
Following this transaction, Friedman's total beneficial ownership increased to 283,000 units, which includes:
- 175,000 newly awarded RSUs
- 108,000 previously granted RSUs
This Form 4 filing, submitted on June 26, 2025, reflects direct ownership of the securities. The grant suggests continued alignment of director interests with shareholders and represents a significant component of director compensation.
Jeffrey G. Clevenger, Director of Golden Minerals (AUMN), received a significant equity grant on June 24, 2025. The transaction involved 175,000 restricted stock units (RSUs) awarded under the company's Amended and Restated 2023 Equity Incentive Plan at $0 cost.
Following this transaction, Clevenger's total beneficial ownership consists of:
- 175,000 newly awarded RSUs
- 133,600 previously granted RSUs
- 22,508 shares of common stock
The total beneficial ownership following the transaction amounts to 331,108 units, all held directly. This grant represents a significant increase in Clevenger's equity stake in the company and aligns with typical director compensation practices through equity-based incentives.
Golden Minerals President and CEO Pablo Castanos received a significant equity grant on June 24, 2025, according to a Form 4 filing. The executive was awarded 750,000 restricted stock units (RSUs) under the company's Amended and Restated 2023 Equity Incentive Plan.
Following this transaction, Castanos's total beneficial ownership includes 1,190,000 RSUs, comprising the new grant and 440,000 previously awarded units. The RSUs were granted at $0 exercise price and represent a direct ownership form.
Key details:
- Transaction Type: RSU Grant (Acquisition)
- Filing Date: June 28, 2025
- Reporting Person Role: Director, President and CEO
- Ownership Type: Direct