AUNA president updates insider ownership on Form 3/A
AUNA S.A. director and president Zamora Leon Jesus filed an amended Form 3 showing his existing ownership, not new trades.
Rhea-AI Filing Summary
AUNA S.A. director and president Zamora Leon Jesus filed an amended Form 3 showing his existing ownership, not new trades. He indirectly holds 32,029,016 Class B common shares through Enfoca entities and indirectly holds 10,100 Class A common shares through Enfoca Ltd.
He also directly owns 30,710 Class A common shares. In addition, he holds share options over 209,677 Class A common shares at an exercise price of $6.32, plus performance share options over 277,778 shares at $6.32 and 2,217,528 shares at $12.00, all with long-dated expirations and vesting tied to future share-price and time-based conditions.
Positive
- None.
Negative
- None.
Insider Trade Summary
6 transactions reported
Mixed
6 txns
Insider
Zamora Leon Jesus
Role
President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Performance Share Option (Right to Buy) | -- | -- | -- |
| holding | Performance Share Option (Right to Buy) | -- | -- | -- |
| holding | Share Option (Right to Buy) | -- | -- | -- |
| holding | Class A Common Shares | -- | -- | -- |
| holding | Class A Common Shares | -- | -- | -- |
| holding | Class B Common Shares | -- | -- | -- |
Holdings After Transaction:
Performance Share Option (Right to Buy) — 2,495,306 contracts (Direct);
Share Option (Right to Buy) — 209,677 contracts (Direct);
Class A Common Shares — 30,710 shares (Direct);
Class A Common Shares — 10,100 shares (Indirect, By Enfoca Ltd.);
Class B Common Shares — 32,029,016 shares (Indirect, By Enfoca Entities)
Footnotes (6)
- F1. Enfoca Ltd. is indirectly controlled by Mr. Zamora.
- F2. Each Class B common share is convertible into one Class A common share: (i) at any time at the option of the holder of such Class B common share or (ii) automatically upon any transfer that is not a permitted transfer in accordance with the Issuer's articles of association.
- F3. Consists of (i) 25,585,539 Class B common shares held of record by Enfoca Discovery 2, L.P. ("Enfoca Discovery 2"), (ii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 1, Fondo de Inversion ("Enfoca Descubridor 1"), (iii) 3,198,192 Class B common shares held of record by Enfoca Descubridor 2, Fondo de Inversion ("Enfoca Descubridor 2"), (iv) 46,820 Class B common shares held of record by Enfoca Asset Management Ltd. ("Enfoca Asset Management") and (v) 273 Class B common shares held of record by Enfoca Sociedad Administradora de Fondos de Inversion S.A. ("ESAFI" and, together with Enfoca Discovery 2, Enfoca Descubridor 1, Enfoca Descubridor 2 and Enfoca Asset Management, the "Enfoca Entities"). The Enfoca Entities are indirectly controlled by Mr. Zamora.
- F4. The performance share option will conditionally vest in three equal tranches in the event that the price of the Issuer's Class A common share equals or exceeds each of $12.00, $21.00 and $30.00 per share, respectively.
- F5. The performance share option will conditionally vest in the event that the price of the Issuer's Class A common share equals or exceeds $9.48.
- F6. This share option will vest annually in four equal installments beginning on July 11, 2026.
Key Figures
Indirect Class B shares: 32,029,016 shares
Indirect Class A shares: 10,100 shares
Direct Class A shares: 30,710 shares
+5 more
8 metrics
Indirect Class B shares
32,029,016 shares
Class B common shares held by Enfoca entities
Indirect Class A shares
10,100 shares
Class A common shares held via Enfoca Ltd.
Direct Class A shares
30,710 shares
Class A common shares held directly
Option at $6.32
209,677 shares
Share option, exercise price $6.32, expiring 2035-07-11
Performance option at $6.32
277,778 shares
Performance share option, exercise price $6.32, expiring 2035-07-11
Performance option at $12.00
2,217,528 shares
Performance share option, exercise price $12.00, expiring 2034-03-21
Performance hurdles
$12.00, $21.00, $30.00 per share
Share-price levels for three performance tranches
Additional vesting hurdle
$9.48 per share
Share-price condition for another performance option
Key Terms
Class B common share, Performance share option, Exercise price, Indirectly controlled, +1 more
5 terms
Exercise price financial
"The performance share option will conditionally vest in the event that the price equals or exceeds $9.48"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Indirectly controlled financial
"The Enfoca Entities are indirectly controlled by Mr. Zamora"
Vesting financial
"This share option will vest annually in four equal installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider holdings does AUNA (AUNA) report for Zamora Leon Jesus on this Form 3/A?
The filing reports existing holdings, including 32,029,016 Class B common shares held indirectly through Enfoca entities and 10,100 Class A common shares held indirectly via Enfoca Ltd., plus 30,710 Class A common shares held directly by Zamora Leon Jesus.
AI-generated analysis. How Rhea-AI works. Not financial advice.
