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Daniel Kaufman reports 6.1% stake in AUNA (AUNA) via Schedule 13G

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

AUNA S.A. ownership filing: Daniel Kaufman reports beneficial ownership of 1,827,749 Class A Ordinary Shares, representing 6.1% of the class.

The filing cites 30,138,747 Class A Ordinary Shares outstanding as of April 9, 2026 from the issuer's 20-F. Kaufman reports sole voting and dispositive power over the shares.

Positive

  • None.

Negative

  • None.

Insights

Routine Schedule 13G shows a passive >5% holding with sole voting and dispositive power.

The filing states 1,827,749 shares and a 6.1% ownership stake, citing the issuer's disclosed outstanding share count as of April 9, 2026. The reporter signed as an individual investor.

The submission appears to follow reporting thresholds for passive investors exceeding 5%. Subsequent filings may clarify whether the position remains passive or converts to active status requiring different disclosure.

Beneficial ownership 1,827,749 shares Class A Ordinary Shares reported by Daniel Kaufman
Percent of class 6.1% Based on 30,138,747 Class A shares outstanding as of <date>April 9, 2026</date>
Shares outstanding 30,138,747 shares Class A Ordinary Shares outstanding as of <date>April 9, 2026</date> (source: issuer 20-F)
Schedule 13G regulatory
"Item 2. | (a) | Name of person filing: Daniel Kaufman"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
beneficially owned financial
"Item 4. | Ownership (a) | Amount beneficially owned: 1,827,749 Class A Ordinary Shares"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
sole dispositive power regulatory
"Item 4. | (iii) Sole power to dispose or to direct the disposition of: 1,827,749"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.





L0415A103

(CUSIP Number)
05/22/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: * Based on 30,138,747 Class A Ordinary Shares outstanding as of April 9, 2026, as disclosed in the Issuer's Annual Report on Form 20-F for the fiscal year ended December 31, 2025, filed with the SEC on April 28, 2026.


SCHEDULE 13G



Daniel Kaufman
Signature:/s/ Daniel Kaufman
Name/Title:Daniel Kaufman, Individual Investor
Date:05/29/2026
Exhibit Information

None

FAQ

What stake in AUNA (AUNA) does Daniel Kaufman report?

Daniel Kaufman reports beneficial ownership of 1,827,749 Class A Ordinary Shares, equal to 6.1% of the Class A shares. The percentage is calculated using 30,138,747 shares outstanding as of April 9, 2026.

Does Daniel Kaufman have voting control over his AUNA shares?

Yes. The filing states Kaufman has sole voting power for 1,827,749 shares and sole dispositive power for 1,827,749 shares, with no shared voting or dispositive power reported in the Schedule 13G.

What is the reference date for AUNA's outstanding shares used in the filing?

The filing uses the issuer's disclosed outstanding share count of 30,138,747 Class A Ordinary Shares as of April 9, 2026, taken from the company's Annual Report on Form 20-F for the fiscal year ended December 31, 2025.

What does a Schedule 13G filing by an individual investor indicate?

A Schedule 13G typically indicates a reported position by a passive investor or certain institutional holders. This filing shows Kaufman's reported 6.1% passive stake and sole control over the shares, per the filing's stated powers and signature date.