Auna S.A.'s SEC filings document a foreign private issuer operating a healthcare services and health-plan platform in Mexico, Peru and Colombia. Current reports on Form 6-K furnish press releases, IFRS financial statements, operating KPIs, annual Form 20-F availability, and updates on healthcare services in Peru, Colombia and Mexico and Oncosalud Peru.
The filing record also covers capital-structure matters, including senior secured notes and completed debt refinancing, as well as material project and agreement disclosures related to the Torre Trecca public-private partnership. These documents frame Auna's results, leverage, segment activity and corporate reporting obligations under its NYSE-listed issuer structure.
AUNA S.A. executive Massart Laurent filed an initial ownership report showing two stock option awards tied to Class A common shares. One option covers 50,000 underlying shares at an exercise price of $12.0000 per share and expires on March 21, 2029. A second option covers 30,000 underlying shares at an exercise price of $6.3200 per share and expires on July 11, 2035. According to the disclosures, the 50,000-share option vests in four equal annual installments beginning on March 21, 2025, and the 30,000-share option vests in four equal annual installments beginning on July 11, 2026. The filing is a Form 3, so it records existing derivative holdings rather than new open‑market purchases or sales.
AUNA S.A. insider and Internal Auditor Fernando Carpio filed an initial ownership report showing his equity stake. He holds share options over 15,000 Class A common shares at an exercise price of 12.0000 expiring in 2029 and options over 18,000 shares at 6.3200 expiring in 2035. He also directly owns 4,782 Class A common shares, which include 3,283 shares underlying outstanding restricted share units that will vest over time.
AUNA S.A. executive Harb Rayet, EVP Operations, filed an initial ownership report showing a derivative position in the company. He holds a share option, giving the right to buy 63,000 Class A common shares at an exercise price of $6.3200 per share, expiring on July 11, 2035. The option will vest annually in four equal installments beginning on July 11, 2026, meaning the right to exercise becomes available gradually over four years.
AUNA S.A.’s Chief Financial Officer, Remy Gisele, has filed an initial statement of beneficial ownership. The filing shows direct ownership of 54,070 Class A common shares and an additional 23,000 Class A common shares held indirectly by a spouse.
The CFO also holds options over 30,000 Class A common shares at an exercise price of $12.0000 per share expiring on March 21, 2029, and options over 70,000 Class A common shares at $6.3200 per share expiring on July 11, 2035. These options vest in four equal annual installments beginning on March 21, 2025 and July 11, 2026, respectively.
AUNA S.A. executive Pablo Cervera, Gerente General Colombia, reported his initial equity position in the company. He directly holds 3,141 Class A common shares, which a footnote explains reflect shares underlying outstanding restricted share units.
He also holds share options over 15,000 Class A common shares at an exercise price of $12.0000 per share, expiring on March 21, 2029, vesting annually in four equal installments beginning on March 21, 2025. A second option covers 26,000 Class A common shares at $6.3200 per share, expiring on July 11, 2035, vesting annually in four equal installments beginning on July 11, 2026.
AUNA S.A. executive Carlos Puyo, Head of Human Resources, reported his initial equity holdings. He directly holds 5,091 Class A common shares, including 3,591 shares underlying restricted share units. He also holds options over 20,000 shares at an exercise price of $12.00 expiring on March 21, 2029, and options over 29,500 shares at $6.32 expiring on July 11, 2035, with both option grants vesting in four equal annual installments from their respective start dates.
AUNA S.A. director Luis Felipe Pinillos Casabonne filed an initial Form 3 showing his ownership in the company’s shares. He directly holds 1,500 Class A Common Shares and 4,007,817 Class B Common Shares. He also has an indirect interest in 4,983 Class A Common Shares held by his spouse.
The Class B Common Shares are convertible into Class A Common Shares on a one-for-one basis, either at the holder’s option or automatically upon certain non-permitted transfers, as described in the company’s articles of association. This filing establishes his starting ownership position as an insider.
AUNA S.A. filed an initial ownership report for Chief Accounting Officer Ursula Heredia. The filing shows she directly holds 6,956 Class A Common Shares. This position includes 3,945 common shares underlying outstanding restricted share units, reflecting a mix of current shares and equity-based compensation.
AUNA S.A. General Counsel Edgardo Cavalie filed an initial Form 3, which is a statement of beneficial ownership for company insiders. The provided data shows no reported transactions, exercises, gifts, or restructuring entries, indicating this filing is purely administrative disclosure rather than a new trading event.
AUNA S.A. director Andrew Soussloff filed an initial ownership report showing holdings of 67,548 Class A common shares. This Form 3 does not reflect a new trade, but documents his existing equity position in the company.
A footnote explains that this total includes 21,299 common shares underlying outstanding restricted share units, which are stock-based awards that can settle in shares over time. All reported holdings are listed as directly owned.