Auna S.A.'s SEC filings document a foreign private issuer operating a healthcare services and health-plan platform in Mexico, Peru and Colombia. Current reports on Form 6-K furnish press releases, IFRS financial statements, operating KPIs, annual Form 20-F availability, and updates on healthcare services in Peru, Colombia and Mexico and Oncosalud Peru.
The filing record also covers capital-structure matters, including senior secured notes and completed debt refinancing, as well as material project and agreement disclosures related to the Torre Trecca public-private partnership. These documents frame Auna's results, leverage, segment activity and corporate reporting obligations under its NYSE-listed issuer structure.
AUNA S.A. director and president Jesus Zamora reports his initial ownership position in the company’s shares and options. He holds performance share options over 2,217,528 Class A common shares at an exercise price of $12.00 per share, expiring on March 21, 2034. He also holds performance share options over 277,778 Class A shares and share options over 209,677 Class A shares, each with a $6.32 exercise price and expiring on July 11, 2035. In addition, he directly owns 30,710 Class A common shares and indirectly owns 32,029,016 Class B common shares through Enfoca entities, with each Class B share convertible into one Class A share. The performance options vest only if AUNA’s Class A share price meets specified targets of $12.00, $21.00, $30.00 or $9.48, while one share option grant vests in four equal annual installments beginning on July 11, 2026.
AUNA S.A. director Luis Felipe Pinillos Casabonne filed an amended ownership report to add a previously omitted performance share option. The option covers 443,505 underlying Class A common shares at an exercise price of $12.00 per share and expires on March 21, 2029. It will conditionally vest in three equal tranches if the share price reaches $12.00, $21.00 and $30.00 per share, respectively. This amendment reflects holdings; it does not report a new purchase or sale.
AUNA S.A. officer Vicente Checa, Gerente General Peru, filed an initial ownership report showing 4,706 Class A Common Shares, including 3,706 shares underlying restricted share units. He also holds options over 20,000 shares at $12.00 expiring in 2029 and 32,500 shares at $6.32 expiring in 2035, each vesting in four annual installments from March 21, 2025 and July 11, 2026, respectively.
AUNA S.A. filed an initial ownership report for director Guadalupe Phillips on Form 3. The filing identifies Phillips as a director of AUNA S.A. and, in this excerpt, does not list any share purchase, sale, or derivative transactions.
AUNA S.A. executive Alejandro Torres Martinez, identified as an officer with the title "Director General Mexico," submitted an initial insider ownership report on Form 3. The filing lists his role at the company but does not report any specific share transactions or holdings in this excerpt.
AUNA S.A. director Wilton John filed an initial ownership report showing his stake in the company. The Form 3 indicates he beneficially owns 67,548 Class A common shares directly. This amount includes 21,299 common shares underlying outstanding restricted share units, reflecting both current shares and equity-based compensation awards.
AUNA S.A. executive Massart Laurent filed an initial ownership report showing two stock option awards tied to Class A common shares. One option covers 50,000 underlying shares at an exercise price of $12.0000 per share and expires on March 21, 2029. A second option covers 30,000 underlying shares at an exercise price of $6.3200 per share and expires on July 11, 2035. According to the disclosures, the 50,000-share option vests in four equal annual installments beginning on March 21, 2025, and the 30,000-share option vests in four equal annual installments beginning on July 11, 2026. The filing is a Form 3, so it records existing derivative holdings rather than new open‑market purchases or sales.
AUNA S.A. insider and Internal Auditor Fernando Carpio filed an initial ownership report showing his equity stake. He holds share options over 15,000 Class A common shares at an exercise price of 12.0000 expiring in 2029 and options over 18,000 shares at 6.3200 expiring in 2035. He also directly owns 4,782 Class A common shares, which include 3,283 shares underlying outstanding restricted share units that will vest over time.
AUNA S.A. executive Harb Rayet, EVP Operations, filed an initial ownership report showing a derivative position in the company. He holds a share option, giving the right to buy 63,000 Class A common shares at an exercise price of $6.3200 per share, expiring on July 11, 2035. The option will vest annually in four equal installments beginning on July 11, 2026, meaning the right to exercise becomes available gradually over four years.
AUNA S.A.’s Chief Financial Officer, Remy Gisele, has filed an initial statement of beneficial ownership. The filing shows direct ownership of 54,070 Class A common shares and an additional 23,000 Class A common shares held indirectly by a spouse.
The CFO also holds options over 30,000 Class A common shares at an exercise price of $12.0000 per share expiring on March 21, 2029, and options over 70,000 Class A common shares at $6.3200 per share expiring on July 11, 2035. These options vest in four equal annual installments beginning on March 21, 2025 and July 11, 2026, respectively.