Insider sales, option exercise at AUPH (NASDAQ: AUPH) reported

Rhea-AI Filing Summary

AUPH Form 144 filing reports proposed and recent transactions in Common stock tied to option exercises and sales. The filing lists a planned sale tied to an Exercise of Options Under a Registered Plan dated 06/05/2026 and two reported sales by Gregory Keenan: 25,000 shares on 06/04/2026 for $408,435.00 and 25,000 shares on 06/02/2026 for $54,100,000.00.

Insights

Equity Capital Markets Counsel

Form 144 discloses option exercise and reported sales by a named holder.

The filing records a scheduled sale tied to an Exercise of Options Under a Registered Plan dated 06/05/2026 and two executed dispositions by Gregory Keenan on 06/04/2026 and 06/02/2026.

Cash treatment for the exercise is shown as Cash; the filing does not state who will receive proceeds beyond listing the transactions. Subsequent filings may disclose further transfers or confirmations of sale settlement.

Key Figures

Planned sale (exercise-related): 9593 shares Sale by Gregory Keenan: 25,000 shares Sale by Gregory Keenan: 25,000 shares +1 more

4 metrics

Planned sale (exercise-related) 9593 shares Exercise of Options Under a Registered Plan dated 06/05/2026

Sale by Gregory Keenan 25,000 shares Sale dated 06/04/2026 for <money>$408,435.00</money>

Sale by Gregory Keenan 25,000 shares Sale dated 06/02/2026 for <money>$54,100,000.00</money>

Reported numeric fields 158489.79; 128601671 Numbers appear in filer header lines as provided in the excerpt

Key Terms

Exercise of Options Under a Registered Plan, Form 144, Cash

3 terms

Exercise of Options Under a Registered Plan financial

"Securities To Be Sold line showing planned sale method and date"

Form 144 regulatory

"Top-level form type in metadata and filing header"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Cash financial

"Securities To Be Sold line indicating consideration method"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/05/2026 - 04:28 PM Accepted by SEC EDGAR 06/05/2026 - 04:27 PM Learn about SEC filing dates

FAQ

What does AUPH's Form 144 reveal about planned sales?

It shows a planned sale tied to an Exercise of Options Under a Registered Plan dated 06/05/2026. The filing lists the method as Cash, indicating exercise-for-cash treatment rather than a noncash transaction.

Who executed recent transactions reported in the AUPH Form 144?

The filing identifies Gregory Keenan as the reporting party, showing sales of 25,000 shares on 06/04/2026 and 25,000 shares on 06/02/2026 with the dollar amounts provided in the filing.

How many shares are listed as to be sold in the filing?

The filing lists a planned sale line showing 9593 shares associated with the exercise entry dated 06/05/2026. The document also reports two separate 25,000-share dispositions by the named holder.

Does the Form 144 indicate who receives the sale proceeds for AUPH?

The entry for the exercise lists Cash as the consideration method, but the filing does not specify the recipient of proceeds beyond identifying the reporting party and the issuer relationship.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9593	158489.79	128601671	06/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/05/2026	Exercise of Options Under a Registered Plan	Issuer			9593	06/05/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
GREGORY KEENAN #140, 14315 - 118 AVENUE EDMONTON A0 T5L 4S6	Common	06/04/2026	25000	408435.00
GREGORY KEENAN #140, 14315 - 118 AVENUE EDMONTON A0 T5L 4S6	Common	06/02/2026	25000	54100000.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)