STOCK TITAN

Aurinia (AUPH) director Jeffrey Bailey granted 23,931 stock options at $15.67

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Aurinia Pharmaceuticals Inc. director Jeffrey Allen Bailey received a grant of stock options as part of his compensation. The award covers 23,931 options to purchase common shares at an exercise price of $15.67 per share. These options vest one year from the grant date and expire on June 4, 2036. Following this grant, Bailey holds 23,931 options directly, with no open-market purchases or sales reported in this filing.

Positive

  • None.

Negative

  • None.
Insider Bailey Jeffrey Allen
Role null
Type Security Shares Price Value
Grant/Award Director Stock Option (right to buy) 23,931 $0.00 --
Holdings After Transaction: Director Stock Option (right to buy) — 23,931 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 23,931 options Director stock option grant on June 4, 2026
Exercise price $15.67 per share Exercise price for granted options
Underlying shares 23,931 common shares Shares underlying the stock options
Post-grant option holdings 23,931 options Total options held following transaction
Option expiration date June 4, 2036 Expiration of director stock options
Director Stock Option (right to buy) financial
"security_title: "Director Stock Option (right to buy)""
exercise price financial
"conversion_or_exercise_price: "15.6700""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: "2036-06-04T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
underlying security financial
"underlying_security_title: "Common Shares""
vest financial
"The options shall vest one year from date of grant."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bailey Jeffrey Allen

(Last)(First)(Middle)
#140, 14315-118 AVENUE

(Street)
EDMONTONT5L 4S6

(City)(State)(Zip)

ALBERTA, CANADA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Aurinia Pharmaceuticals Inc. [ AUPH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Director Stock Option (right to buy)$15.6706/04/2026A23,931 (1)06/04/2036Common Shares23,931$023,931D
Explanation of Responses:
1. The options shall vest one year from date of grant.
Remarks:
/s/ Jeffrey A. Bailey06/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Aurinia Pharmaceuticals (AUPH) director Jeffrey Allen Bailey report in this Form 4?

Director Jeffrey Allen Bailey reported receiving a grant of stock options. The award covers 23,931 options to buy Aurinia common shares at $15.67 per share, reflecting compensation rather than an open-market stock purchase or sale.

How many Aurinia Pharmaceuticals (AUPH) options were granted to director Jeffrey Allen Bailey?

Jeffrey Allen Bailey was granted 23,931 stock options. Each option represents the right to purchase one Aurinia common share, giving him potential future ownership if he chooses to exercise the options at the stated exercise price.

What is the exercise price of Jeffrey Allen Bailey’s Aurinia (AUPH) stock options?

The exercise price of Bailey’s options is $15.67 per share. This is the fixed price at which he can buy Aurinia common shares through these options, regardless of the market price at the time of exercise.

When do Jeffrey Allen Bailey’s Aurinia Pharmaceuticals (AUPH) options vest and expire?

The options vest one year from the grant date and expire on June 4, 2036. Vesting after one year means Bailey must remain eligible through that period before he can exercise the stock options.

Does this Aurinia (AUPH) Form 4 show any stock being bought or sold on the market?

No, the Form 4 shows a compensation-related option grant, not market trades. Bailey received 23,931 options with no open-market purchases or sales of Aurinia common shares reported in this particular filing.

How many Aurinia (AUPH) options does Jeffrey Allen Bailey hold after this transaction?

After the reported grant, Bailey holds 23,931 stock options directly. This total equals the number of options granted in the transaction, indicating this Form 4 reflects a new award rather than changes to an existing option position.