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Autolus Therapeutics (AUTL) director granted options and RSUs tied to ADSs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Autolus Therapeutics plc director Robert Azelby received new equity awards in the form of options and restricted share units tied to the company’s American Depositary Shares. On June 29, 2026, he was granted options over 47,500 ADSs at an exercise price of $1.61 per share, vesting in twelve equal monthly installments starting July 29, 2026. He also received 31,667 restricted share units covering 31,667 ADSs, which vest in a single installment on June 29, 2027. Each RSU represents a contingent right to receive one ADS, and each ADS is convertible into one ordinary share.

Positive

  • None.

Negative

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Insider Azelby Robert
Role null
Type Security Shares Price Value
Grant/Award Restricted Share Units 31,667 $0.00 --
Grant/Award Share Option (Right to Buy) 47,500 $0.00 --
Holdings After Transaction: Restricted Share Units — 31,667 shares (Direct, null); Share Option (Right to Buy) — 47,500 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's American Depositary Shares. Each American Depositary Share is convertible at any time at the option of the Reporting Person into one Ordinary Share. The RSUs vest in one installment on June 29, 2027. Share options vest in twelve equal monthly installments commencing on July 29, 2026.
Options granted 47,500 options Grant to director on June 29, 2026
Option exercise price $1.61 per ADS Exercise price for granted options
RSUs granted 31,667 RSUs Grant to director on June 29, 2026
Option expiration June 29, 2036 Expiration date of share options
RSU vesting date June 29, 2027 Single vesting installment for RSUs
Restricted Share Units financial
"security_title: "Restricted Share Units""
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
Share Option (Right to Buy) financial
"security_title: "Share Option (Right to Buy)""
American Depositary Shares financial
"underlying_security_title: "American Depositary Shares""
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
restricted stock unit (RSU) financial
"Each restricted stock unit (RSU) represents a contingent right to receive one share"
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
vest in twelve equal monthly installments financial
"Share options vest in twelve equal monthly installments commencing on July 29, 2026."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Azelby Robert
(Last)(First)(Middle)
THE MEDIAWORKS, WHITE CITY
C/O AUTOLUS THERAPEUTICS PLC
(Street)
LONDONW12 7FP
(City)(State)(Zip)
UNITED KINGDOM
(Country)		2. Issuer Name and Ticker or Trading Symbol
Autolus Therapeutics plc [ AUTL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(1)06/29/2026A31,667 (2) (2)American Depositary Shares31,667$031,667D
Share Option (Right to Buy)$1.6106/29/2026A47,500 (3)06/29/2036American Depositary Shares47,500$047,500D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's American Depositary Shares. Each American Depositary Share is convertible at any time at the option of the Reporting Person into one Ordinary Share.
2. The RSUs vest in one installment on June 29, 2027.
3. Share options vest in twelve equal monthly installments commencing on July 29, 2026.
/s/ Robert Azelby07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Autolus Therapeutics (AUTL) report for Robert Azelby?

Autolus Therapeutics reported that director Robert Azelby received equity awards on June 29, 2026. He was granted 47,500 options and 31,667 restricted share units, both tied to the company’s American Depositary Shares, as part of his compensation.

How many options did Robert Azelby receive from Autolus Therapeutics (AUTL) and at what price?

Robert Azelby received 47,500 share options on June 29, 2026. These options allow him to buy American Depositary Shares of Autolus Therapeutics at an exercise price of $1.61 per share, subject to the specified vesting schedule.

What are the vesting terms of Robert Azelby’s Autolus Therapeutics (AUTL) stock options?

The granted 47,500 share options vest in twelve equal monthly installments. Vesting begins on July 29, 2026, meaning a portion of the options becomes exercisable each month until the full grant is vested, assuming continued service.

What restricted share units did Robert Azelby receive from Autolus Therapeutics (AUTL)?

Robert Azelby received 31,667 restricted share units (RSUs) tied to Autolus Therapeutics American Depositary Shares. Each RSU represents a contingent right to receive one ADS, with delivery subject to vesting and other standard conditions described in the award.

When do Robert Azelby’s Autolus Therapeutics (AUTL) RSUs vest?

The 31,667 RSUs granted to Robert Azelby vest in a single installment on June 29, 2027. After this vesting date, subject to applicable conditions, he becomes entitled to receive one American Depositary Share for each vested RSU.