EXPLANATORY NOTE
This Registration Statement on Form S-8 (this “Registration Statement”) is being filed by
Autolus Therapeutics plc (the “Registrant”) for the purpose of registering up to an aggregate of 16,645,656 of the Registrant’s ordinary shares represented by American Depositary Shares (“ADSs”), comprising (i)
3,000,000 ADSs that may be issued pursuant to the Registrant’s 2025 Employee Share Purchase Plan (the “2025 ESPP”) (as further described below), (ii) 3,000,000 ADSs that may be issued pursuant to the Registrant’s 2025
Inducement Plan (the “2025 Inducement Plan”) (as further described below) and (iii) 10,645,656 additional ADSs that may be issued pursuant to the Registrant’s 2018 Equity Incentive Plan (the “2018 Plan” and,
collectively with the 2025 ESPP and the 2025 Inducement Plan, the “Plans”) (as further described below).
The 2025 ESPP was adopted by the
Registrant’s Board of Directors (the “Board”) on May 20, 2025, subject to stockholder approval, which was obtained at the Annual Meeting of Stockholders (the “2025 Annual Meeting”) on June 26, 2025 (the
“Effective Date”). This Registration Statement is being filed to register 3,000,000 ADSs under the 2025 ESPP.
On March 27, 2025, the
Board adopted the 2025 Inducement Plan and reserved 3,000,000 ADSs to be used exclusively for grants of equity-based awards to such individuals who were not previously employees or directors of the Registrant as a material inducement to such
individuals’ entry into employment with the Registrant within the meaning of Rule 5635(c)(4) of the Nasdaq Listing Rules. The 2025 Inducement Plan was adopted by the Board without stockholder approval pursuant to Rule 5635(c)(4) of the Nasdaq
Listing Rules. This Registration Statement is being filed to register 3,000,000 ADSs under the 2025 Inducement Plan.
The 2018 Plan provides for an annual
automatic increase in the number of ordinary shares represented by ADSs reserved for issuance under the 2018 Plan. This Registration Statement is being filed to register 10,645,656 ADSs under the 2018 Plan. Such ADSs represent the increase that
occurred on October 1, 2025 and are being registered in addition to the ADSs for which registration statements on Form S-8 (File No. 333-226457), Form S-8 (File No. 333-273776), Form S-8 (File No. 333-275301) and Form S-8 (File No. 333-283229) were filed with the Commission on July 31, 2018, August 7, 2023,
November 3, 2023 and November 14, 2024, respectively (the “Prior Registration Statements”). Accordingly, the contents of the Prior Registration Statements are incorporated by reference into this Registration Statement pursuant
to General Instruction E of Form S-8.
PART I
INFORMATION REQUIRED TO BE IN THE SECTION 10(A) PROSPECTUS
In accordance with the instructional note to Part I of Form S-8, the information specified by Part I of the Form S-8 has been omitted from this Registration Statement.
PART II
Item 3. Incorporation of Documents By Reference.
The following documents filed by the Registrant with the Commission are incorporated by reference into this Registration Statement:
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(a) |
the Registrant’s Annual Report on Form 10-K for the fiscal year
ended December 31, 2024, filed with the Commission on March 20, 2025. |
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(b) |
the Registrant’s Quarterly Reports on Form 10-Q for the
quarters ended March 31, 2025, June 30, 2025 and September 30, 2025, filed with the Commission on May
8, 2025, August
12, 2025 and November 12, 2025, respectively. |