Autolus Therapeutics (AUTL): Armistice Capital discloses 15M-share, 5.64% ADS stake
Rhea-AI Filing Summary
Armistice Capital, LLC and Steven Boyd report beneficial ownership of 15,000,000 Autolus Therapeutics plc American Depositary Shares. This position represents 5.64% of the ADSs outstanding.
The reporting persons have shared power to vote and dispose of all 15,000,000 ADSs and no sole voting or dispositive power. The shares are directly held by Armistice Capital Master Fund Ltd., for which Armistice Capital serves as investment manager under an Investment Management Agreement. Armistice Capital and Mr. Boyd may be deemed to beneficially own the securities held by the Master Fund, while the Master Fund retains the right to receive dividends and sale proceeds.
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Key Figures
Beneficial ownership: 15,000,000 ADSs
Percent of class: 5.64%
Shared voting power: 15,000,000 ADSs
+3 more
6 metrics
Beneficial ownership
15,000,000 ADSs
American Depositary Shares beneficially owned by Armistice Capital and Steven Boyd
Percent of class
5.64%
Percentage of Autolus Therapeutics ADSs outstanding represented by reported holdings
Shared voting power
15,000,000 ADSs
Shares over which the reporting persons share power to vote or direct the vote
Shared dispositive power
15,000,000 ADSs
Shares over which the reporting persons share power to dispose or direct disposition
Sole voting power
0
Shares over which the reporting persons have sole power to vote
Sole dispositive power
0
Shares over which the reporting persons have sole power to dispose
Key Terms
beneficially own, Investment Management Agreement, shared voting power, shared dispositive power, +1 more
5 terms
beneficially own financial
"may be deemed to beneficially own the securities of the Issuer held"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
Investment Management Agreement financial
"pursuant to an Investment Management Agreement, Armistice Capital exercises"
An investment management agreement is a written contract that hires a professional to make buying, selling and strategy decisions for an investment account or fund, and sets out their duties, fees, risk limits, performance measures and reporting requirements. It matters to investors because the agreement determines who controls the money, how much the service costs, what risks are allowed, and how success or failure is measured—think of it as the service contract that defines expectations and remedies for a hired portfolio manager.
exempted company financial
"The Master Fund, a Cayman Islands exempted company that is an"
FAQ
What percentage of Autolus Therapeutics (AUTL) does Armistice Capital report owning?
Armistice Capital and Steven Boyd report beneficial ownership of 5.64% of Autolus Therapeutics plc American Depositary Shares, representing 15,000,000 ADSs over which they share voting and dispositive power.
How many Autolus Therapeutics (AUTL) ADSs are beneficially owned by Armistice Capital?
Armistice Capital and Steven Boyd beneficially own 15,000,000 Autolus Therapeutics plc ADSs. They share both voting and dispositive power over these shares through an investment management arrangement with Armistice Capital Master Fund Ltd.
AI-generated analysis. How Rhea-AI works. Not financial advice.