Welcome to our dedicated page for Auddia SEC filings (Ticker: AUUD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Auddia Inc. filings document a technology issuer built around AI-based audio identification and classification, along with the capital structure supporting its public-market status. Its SEC record includes 8-K reports on material agreements, public offerings, warrant terms, preferred-stock exchanges, executive compensation actions, shareholder votes, and amendments to its certificate of incorporation.
Registration statements and proxy materials describe common stock, pre-funded warrants, common warrants, reverse-stock-split authority, security-holder rights, governance procedures, and emerging growth company reporting status. The filings also include formal records tied to Nasdaq compliance matters, pro forma financial information, and other disclosure categories associated with corporate transactions and financing activity.
Auddia Inc. notified the Nasdaq Stock Market LLC of removal of its warrants from listing and registration under Section 12(b) of the Exchange Act. The Form 25 shows the Exchange struck the class from listing and the issuer complied with Nasdaq rules; the filing cites March 31, 2018.
Auddia Inc. plans a transformative related-party merger with Thramann Holdings, combining both businesses into a new holding company, McCarthy Finney, that is expected to trade on Nasdaq under the ticker “MCFN.” Auddia and Thramann will become wholly owned subsidiaries of McCarthy Finney.
At closing, former Thramann holders are expected to have an approximately 80% economic interest in McCarthy Finney, while existing Auddia stockholders will hold about 20%, subject to adjustments based on Auddia’s net cash. Auddia must have at least $12 million of net cash at closing for the deal to proceed.
Thramann holders will receive Holdco Special Preferred Stock and $3.5 million of unsecured Holdco Notes bearing 8.0% interest and exchangeable into Special Preferred. The Special Preferred carries a stated value of $1,000 per share, a minimum aggregate liquidation preference of $20.5 million, broad voting and board designation rights, and conversion features tied to the Nasdaq minimum price.
Auddia’s special committee of independent directors unanimously approved the merger as fair and obtained a fairness opinion from Houlihan Capital. Audited financials show Thramann’s portfolio companies are pre-revenue with recurring operating losses and a going concern warning, meaning they will rely on continued funding and future execution.
Auddia Inc. extended its exclusivity period under a non-binding letter of intent for a proposed business combination with Thramann Holdings, LLC. The exclusivity now runs through February 16, 2026, allowing more time to finalize definitive transaction documents.
The contemplated deal would restructure Auddia into an AI native public holding company, with both Auddia’s and Thramann Holdings’ portfolio companies becoming subsidiaries trading under a new name and ticker. The latest extension is intended to let the special committee’s fairness opinion provider update its analysis, and the company expects the committee’s review process to be completed on or before February 16, 2026.
Auddia Inc. reported that it has again extended its exclusivity period under a non-binding letter of intent for a proposed business combination with Thramann Holdings, LLC. The exclusivity period, originally agreed in July–August 2025 and extended several times, will now run through January 31, 2026, during which the parties aim to negotiate a definitive business combination agreement. The contemplated transaction would reorganize Auddia into a public holding company, with the portfolio companies of both Auddia and Thramann Holdings becoming subsidiaries and trading under a new name and ticker symbol. Auddia also states that the special committee of independent directors evaluating the proposed business combination expects to complete its review process on or before January 31, 2026.
Auddia Inc. updated its plans for a potential business combination with Thramann Holdings, LLC. On December 12, 2025, the parties agreed to extend their exclusivity period for negotiating a definitive business combination agreement, and this exclusivity will now expire on January 16, 2026.
The non-binding letter of intent outlines a structure in which Auddia would become a public holding company trading under a new name and ticker symbol, with both Auddia and the portfolio companies of Thramann Holdings becoming subsidiaries. Any transaction would require a definitive agreement and customary closing conditions, including board and stockholder approvals, regulatory approvals, effectiveness of a registration statement for Auddia common stock to be issued in the combination, and continued listing of the combined company’s common stock on Nasdaq.
Auddia Inc. (AUUD) filed its Q3 2025 report, posting no revenue and a net loss of $2.38 million as operating expenses rose to $2.38 million, including $0.81 million in restructuring tied to workforce changes and a proposed business combination. For the nine months, the net loss was $5.70 million.
Cash and cash equivalents were $2.73 million at September 30, 2025. The company raised approximately $5.1 million (net) year-to-date and an additional $2.1 million after quarter‑end, and amended its equity line to $50 million. It also issued 995,000 shares under the equity line for $3.7 million and 78,901 shares via ATM for about $0.7 million in the period; subsequent ATM sales totaled 928,860 shares for $2.1 million.
The filing cites substantial doubt about continuing as a going concern within one year, noting current cash is expected to fund operations only into the third quarter of 2026 without additional capital. As of November 5, 2025, 3,101,423 common shares were outstanding.
Auddia Inc. extended its LOI exclusivity with Thramann Holdings, preserving one-on-one negotiations for a proposed business combination. The latest extension runs until 30 days after the Securities and Exchange Commission is no longer operating under its Operations Plan Under a Lapse in Appropriations and Government Shutdown, which commenced on October 1, 2025.
The LOI is non-binding and contemplates a new public holding company, with Auddia and Thramann portfolio companies as subsidiaries, trading under a new name and ticker. Any definitive agreement would include customary closing conditions such as board and stockholder approvals, regulatory approvals, effectiveness of a registration statement for Auddia common stock to be issued in the transaction, and continued Nasdaq listing of the combined company’s common stock.
Auddia Inc. reported that it released an updated corporate overview presentation. The company furnished a press release as Exhibit 99.1 and the updated slide deck as Exhibit 99.2 under Item 7.01. The materials are furnished, not filed, and are not incorporated by reference unless expressly stated.
Auddia Inc. is registering 50,000 additional shares of common stock for issuance under its 2020 Equity Incentive Plan. This follows a plan amendment approved by the board on July 30, 2025 and by stockholders at the September 8, 2025 annual meeting. The amendment raises the total shares of common stock issuable under the plan from 87,786 to 137,786. The company is using this Form S-8 solely to register these additional securities, incorporating by reference its prior effective Form S-8 for the same plan.