Welcome to our dedicated page for Auddia SEC filings (Ticker: AUUD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Auddia Inc. filings document a technology issuer built around AI-based audio identification and classification, along with the capital structure supporting its public-market status. Its SEC record includes 8-K reports on material agreements, public offerings, warrant terms, preferred-stock exchanges, executive compensation actions, shareholder votes, and amendments to its certificate of incorporation.
Registration statements and proxy materials describe common stock, pre-funded warrants, common warrants, reverse-stock-split authority, security-holder rights, governance procedures, and emerging growth company reporting status. The filings also include formal records tied to Nasdaq compliance matters, pro forma financial information, and other disclosure categories associated with corporate transactions and financing activity.
Auddia Inc. filed a Current Report disclosing the acquisition-related financial disclosures for Thramann Holdings, LLC and attached unaudited combined financial statements and pro forma combined financial information.
The filing states that unaudited combined financial statements of Thramann Holdings, LLC as of March 31, 2026 and December 31, 2025, and pro forma combined financial information of Auddia Inc. and Thramann Holdings, LLC as of March 31, 2026 are included as Exhibit 99.1 and Exhibit 99.2, respectively, and are incorporated by reference. The report is provided under Item 9.01 (Financial Statements and Exhibits).
Auddia Inc. filed an 8-K providing detailed financial information for its planned business combination with Thramann Holdings. The filing includes unaudited combined and consolidated financials for Thramann, which is pre-revenue and recorded net losses of $245,509 in Q1 2026 and $105,721 in Q1 2025, raising going concern doubts.
Thramann’s assets were $2.8 million as of March 31, 2026, largely driven by $2.8 million of intangible assets tied to patents and software, funded by consideration payable of $1.8 million. The filing also presents unaudited pro forma combined financials showing the merger will be accounted for as a reverse recapitalization, with Thramann as the accounting acquirer.
Pro forma data illustrate a planned $12.0 million equity financing for Auddia and issuance of $3.5 million of Pubco notes to Thramann’s owner. Auddia shareholders are expected to own about 20% of the combined company at closing, with the remainder held primarily by Jeff Thramann, subject to net cash and other adjustments.
Auddia Inc. reported another loss-making quarter with no revenue in Q1 2026 while pursuing a transformative merger. For the three months ended March 31, 2026, the company generated no revenue and recorded a net loss of $2,281,553, wider than the $1,752,565 loss a year earlier, driven by higher sales and marketing, general and administrative, and restructuring costs.
Cash and cash equivalents fell to $1,413,387 from $3,186,985 at year-end, with operating activities using $2,275,114 in cash and management stating that existing cash plus approximately $12.9M of 2026 financing will fund operations only into the first quarter of 2027, leading to substantial doubt about continuation as a going concern.
The company executed significant equity financings, including selling 98,043 shares under an at-the-market program in Q1 2026 and a registered public offering on April 24, 2026 of 1,405,006 common shares, 3,679,737 pre-funded warrants, and 5,084,783 common warrants for gross proceeds of $12M, alongside prior Series B and Series C preferred stock rounds that have now been fully exchanged into common shares.
Auddia also agreed to a definitive merger with Thramann Holdings under which it will be renamed McCarthy Finney, with existing Auddia shareholders expected to own a 20% economic interest and entities controlled by founder Jeff Thramann an 80% interest, subject to adjustments based on closing cash and conditions including shareholder approval, Nasdaq listing, and maintaining at least $12M in cash at closing.
Auddia Inc. ownership disclosure by Iroquois Capital, Richard Abbe and Kimberly Page. The statement reports aggregate beneficial holdings that reflect exercised-limited warrants: total reported holdings include 581,421 shares (9.99%) for Richard Abbe and 350,000 shares (6.17%) for Iroquois Capital and Kimberly Page. The percentages give effect to Beneficial Ownership Blockers that prevent exercise of warrants above a 9.99% cap. The filing states 5,364,050 shares outstanding as of April 30, 2026 and that 455,981 shares are issuable on exercise of the reported warrants after applying the blockers.
Auddia Inc. approved significant cash bonuses for its top executives and reported results from a recent special shareholder meeting. The Compensation Committee granted a $350,000 bonus to Chief Executive Officer Jeffrey Thramann and a $150,000 bonus to Chief Financial Officer John Mahoney, citing in part the successful completion of the Company’s recent $12 million public offering. These bonuses will be paid in the next regular pay period.
At the Special Meeting of Stockholders, shareholders approved giving the board discretionary authority to implement a proposed reverse stock split, with 803,150 votes for, 610,518 against, and 20,574 abstentions. Shareholders also approved a proposal to adjourn the meeting if needed, with 830,688 votes for, 580,223 against, and 23,330 abstentions.
SEG Opportunity Fund, LLC reports beneficial ownership of 500,000 shares of Auddia Inc. Common Stock. The filing shows shared voting and shared dispositive power for 500,000 shares, equal to 9.32% of the outstanding common stock based on 5,364,050 shares outstanding as of April 30, 2026.
Auddia Inc. reports that on April 24, 2026 Abri Capital Ltd. and Jeffrey Tirman briefly became >5% beneficial owners after exercising 150,500 pre-funded warrants into common stock, representing 7.32% of the company based on 2,056,420 shares outstanding as of that date. The Reporting Persons sold the 150,500 shares on April 24, 2026, and Item 4 shows 0 shares beneficially owned following those transactions.
Auddia Inc. entered an Exchange Agreement with accredited investors to swap 750 outstanding shares of its Series C convertible preferred stock, including accrued dividends, for 216,525 shares of common stock at an exchange price of $3.91 per share. This transaction eliminates all remaining Series C preferred stock, leaving none outstanding. The preferred stock originally came from a prior $1,000,000 financing in which Auddia issued 1,000 Series C preferred shares at $1,000 per share. The exchange was conducted as an unregistered securities transaction relying on exemptions under Section 3(a)(9) and Section 4(a)(2) of the Securities Act.
Auddia Inc. has commenced a public offering of 1,405,006 shares of common stock, pre-funded warrants to purchase up to 3,679,737 shares, and accompanying common warrants to purchase up to 5,084,743 shares. The offering is priced at $2.36 per share and associated common warrant, with pre-funded warrants priced at $2.359 and exercisable at $0.001.
The company expects gross proceeds of approximately $12 million and net proceeds of about $10.9 million after fees, which it plans to use, along with existing cash, for working capital and general corporate purposes. The common warrants are immediately exercisable at $2.36 per share and will expire upon completion of a specified merger transaction or five years after initial exercise, whichever comes first. Both warrant types include ownership caps generally at 4.99% or, at the purchaser’s election, 9.99% of outstanding common stock.
Auddia Inc. is offering up to 10,169,486 shares of common stock in the aggregate, consisting of up to 1,405,006 shares, up to 3,679,737 pre-funded warrants and up to 5,084,743 common warrants, at a combined public offering price of $2.36 per share (or corresponding unit). The Common Warrants have an exercise price of $2.36, are immediately exercisable and expire on the earlier of the five-year anniversary of issuance or the closing of the proposed merger with Thramann Holdings. The offering is a reasonable best-efforts placement with no minimum, estimates net proceeds of approximately $10.9M (before any warrant exercises), and is set to terminate on May 15, 2026 unless earlier closed or terminated.