STOCK TITAN

Abri Capital/Jeffrey Tirman trades 150,500 AUUD shares (AUUD)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

Auddia Inc. reports that on April 24, 2026 Abri Capital Ltd. and Jeffrey Tirman briefly became >5% beneficial owners after exercising 150,500 pre-funded warrants into common stock, representing 7.32% of the company based on 2,056,420 shares outstanding as of that date. The Reporting Persons sold the 150,500 shares on April 24, 2026, and Item 4 shows 0 shares beneficially owned following those transactions.

Positive

  • None.

Negative

  • None.
Warrants exercised 150,500 shares Exercised into common stock on April 24, 2026
Percent of class 7.32% Based on 2,056,420 shares outstanding as of April 24, 2026
Shares outstanding (aggregate) 2,056,420 shares Aggregate issued and outstanding following exercise on April 24, 2026
Shares outstanding prior to offering 500,914 shares Outstanding immediately prior to the offering (per prospectus)
Shares issued from offering 1,405,006 shares Issued from the offering referenced in the filing
Beneficially owned after transactions 0 shares Item 4 reports 0 shares and 0% of class after April 24, 2026 sales
pre-funded warrants financial
"exercise of 150,500 pre-funded warrants into shares of common stock"
Pre-funded warrants are financial instruments that give investors the right to purchase a company's stock at a set price, but with most or all of the purchase price paid upfront. They function like a coupon or gift card for stock, allowing investors to buy shares later at a fixed price, which can be beneficial if they want to avoid future price increases. This makes them important for investors seeking flexibility and certainty in their investment plans.
Registration Statement on Form S-1 regulatory
"purchased pursuant to a Registration Statement on Form S-1 (File No. 333-294887)"
A registration statement on Form S-1 is a detailed filing a company submits to the U.S. securities regulator to register new shares for public sale; it includes a plain-language prospectus, financial statements, business description and risk factors. For investors it matters because it provides the official, comprehensive blueprint of the offering — like an owner’s manual — allowing buyers to assess risks, inspect financial health and compare valuation before deciding to invest.
beneficial owner legal
"became a beneficial owner of more than 5% of the Issuer's outstanding Common Stock"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.





05072K404

(CUSIP Number)
04/24/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On April 24, 2026, the Reporting Person became a beneficial owner of more than 5% of the Issuer's outstanding Common Stock upon exercise of 150,500 pre-funded warrants into shares of common stock, representing 7.32% of the Issuer's then outstanding shares of common stock (based on an aggregate of 2,056,420 shares of Common Stock issued and outstanding by the Issuer following the exercise of the Reporting Person's pre-funded warrants on April 24, 2026-500,914 shares of which were outstanding immediately prior to the offering, as represented in the prospectus filed with the SEC on April 27, 2026, plus 1,405,006 shares of common stock issued from the offering, plus 150,500 shares pursuant to the exercise of the Reporting Person's pre-funded warrants), as purchased pursuant to a Registration Statement on Form S-1 (File No. 333-294887) declared effective by the Commission on April 24, 2026. The Reporting Persons sold the 150,500 shares of the Issuer's common stock on April 24, 2026. Accordingly, this Schedule 13G simultaneously reports (i) the Reporting Person's initial acquisition of beneficial ownership of more than 5% of the Issuer's outstanding Common Stock on April 24, 2026 (based on an aggregate of 2,056,420 shares of common stock issued and outstanding as of April 24, 2026) and (ii) the Reporting Person's cessation of beneficial ownership of more than 5% of the Issuer's outstanding Common Stock as of April 24, 2026, as further reported in Item 5 below.


SCHEDULE 13G




Comment for Type of Reporting Person: On April 24, 2026, the Reporting Person became a beneficial owner of more than 5% of the Issuer's outstanding Common Stock upon exercise of 150,500 pre-funded warrants into shares of common stock, representing 7.32% of the Issuer's then outstanding shares of common stock (based on an aggregate of 2,056,420 shares of Common Stock issued and outstanding by the Issuer following the exercise of the Reporting Person's pre-funded warrants on April 24, 2026-500,914 shares of which were outstanding immediately prior to the offering, as represented in the prospectus filed with the SEC on April 27, 2026, plus 1,405,006 shares of common stock issued from the offering, plus 150,500 shares pursuant to the exercise of the Reporting Person's pre-funded warrants), as purchased pursuant to a Registration Statement on Form S-1 (File No. 333-294887) declared effective by the Commission on April 24, 2026. The Reporting Persons sold the 150,500 shares of the Issuer's common stock on April 24, 2026. Accordingly, this Schedule 13G simultaneously reports (i) the Reporting Person's initial acquisition of beneficial ownership of more than 5% of the Issuer's outstanding Common Stock on April 24, 2026 (based on an aggregate of 2,056,420 shares of common stock issued and outstanding as of April 24, 2026) and (ii) the Reporting Person's cessation of beneficial ownership of more than 5% of the Issuer's outstanding Common Stock as of April 24, 2026, as further reported in Item 5 below.


SCHEDULE 13G



Abri Capital Ltd.
Signature:/s/ Jeffrey Tirman
Name/Title:President
Date:04/30/2026
Tirman Jeffrey
Signature:/s/ Jeffrey Tirman
Name/Title:Jeffrey Tirman
Date:04/30/2026

FAQ

What did Abri Capital and Jeffrey Tirman report for AUUD on April 24, 2026?

They reported exercising 150,500 pre-funded warrants into common stock and briefly holding 7.32% of shares. The Reporting Persons then sold the 150,500 shares on April 24, 2026, and report 0 shares owned afterward.

How was the 7.32% ownership stake calculated for AUUD?

The 7.32% figure is based on an aggregate of 2,056,420 shares issued and outstanding as of April 24, 2026. That total includes the offering issuance and the 150,500 shares from the exercised pre-funded warrants.

Were the AUUD shares acquired under a registration statement?

Yes. The shares were purchased pursuant to a Registration Statement on Form S-1 (File No. 333-294887) declared effective by the Commission on April 24, 2026, as stated in the filing.

Does Abri Capital or Jeffrey Tirman currently own AUUD shares after April 24, 2026?

No. Item 4 of the filing reports 0 shares beneficially owned and 0% of the class following the April 24, 2026 transactions, after the reported sale of 150,500 shares on that same date.