Auddia Inc SEC Filings

Jianzhi Education Technology Group Company Limited (NASDAQ: JZ) announced, via a Form 6-K filing, that it has regained compliance with Nasdaq Listing Rule 5550(a)(2), which requires a minimum bid price of US$1.00 for listed securities on the Capital Market.

The company originally received a deficiency notice on January 15 2025 after its American depositary shares (ADSs) closed below US$1.00 for 30 consecutive business days. Under Nasdaq Listing Rule 5810(c)(3)(A), Jianzhi was granted a 180-day cure period ending July 14 2025. According to the new Compliance Notice dated July 14 2025, the ADSs traded at or above US$1.00 for 18 consecutive business days from June 16 to July 11 2025, satisfying the 10-day requirement and closing the matter.

The filing removes the immediate risk of delisting, preserves exchange liquidity benefits, and signals market confidence sufficient to lift the share price back above the threshold without a reverse split or other corporate action. No additional financial data, earnings information, or major corporate transactions were disclosed in this report.

On 8 July 2025, Gray Media, Inc. (NYSE: GTN / GTN.A) filed an 8-K announcing that it has priced $900 million of 9.625% senior secured second-lien notes due 2032. The notes are being sold privately under Rule 144A/Reg S and will not be registered with the SEC.

Management plans to deploy the proceeds, together with draws on its revolving credit facility, to:

• Redeem all outstanding 7.000% senior notes maturing 2027
• Repay a portion of the company’s Term Loan F due 2029
• Cover related fees and expenses

The transaction lengthens Gray Media’s next major debt maturity from 2027 to 2032, reducing near-term refinancing risk. However, the coupon on the new bonds is 260 bp higher than the debt being retired, which will raise annual cash interest costs unless offset by other balance-sheet actions. As second-lien obligations, the new notes sit behind first-lien facilities but are senior to unsecured claims.

No updated guidance, pro-forma leverage or closing timetable was disclosed; the filing states that neither the press release nor the 8-K constitutes a formal offer to sell or notice of redemption.

Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering 1-Year Barrier Securities linked to the S&P 500 Index (SPX). Each $1,000 security participates 100% in any positive index performance, but returns are capped at a minimum of 11.75%*. If, on the 8/03/26 valuation date, SPX closes between 80% and 100% of its initial level, holders receive full principal ($1,000). Should SPX fall below the 80% final barrier, repayment is reduced 1-for-1 with index decline, exposing investors to substantial loss—potentially their entire investment. The notes pay no coupons, provide no dividend participation, and will not be exchange-listed. All payments are subject to the credit risk of both Citigroup Global Markets Holdings Inc. and its parent, Citigroup Inc. Key dates include a 7/31/25 pricing date and 8/06/26 maturity. The preliminary pricing supplement (File Nos. 333-270327 & 333-270327-01) contains complete terms and risk factors, including an initial estimated value below the issue price.

Jaguar Health, Inc. (NASDAQ: JAGX) received SEC notice that its Form S-3 shelf registration statement (File No. 333-288202) became effective on June 27, 2025 at 4:00 p.m. ET. The effectiveness allows the company to register and potentially issue securities in the future without additional SEC review, streamlining capital-raising activities. No financial terms, transaction details, or earnings information were disclosed in the notice.

Auddia Inc. (Nasdaq: AUUD) has filed a Form S-3 shelf registration allowing the company to issue up to $150 million of securities — common or preferred stock, warrants, subscription rights, debt securities or units — in one or more future offerings. Because the company’s public float is only $3.29 million, sales under this prospectus are limited by Form S-3 Instruction I.B.6 to one-third of the non-affiliate market value during any 12-month period until the float exceeds $75 million.

The filing highlights Auddia’s core business: its AI-driven faidr mobile app that replaces AM/FM commercial breaks with music, removes podcast ads and offers exclusive audio content. The company launched the full app in February 2022 and continues to test paywalls and pricing to improve subscriber conversion.

Liquidity & risk: auditors issued a going-concern paragraph for FY 2024. Management has raised $0.8 million year-to-date but states it will need additional capital to fund operations and scale the product. At June 20 2025, there were 1,727 shares of Series B Convertible Preferred Stock outstanding; the conversion price has been reset to $6.2934 and can adjust lower on future dilutive issuances, creating potential dilution for common shareholders.

The company qualifies as both an emerging growth company and a smaller reporting company, enabling reduced disclosure and compliance obligations. Anti-takeover provisions under Delaware law and the charter are described, including Section 203 limitations, a classified board and no stockholder action by written consent.

Overall, the shelf provides financing flexibility, but investors should weigh the substantial dilution risk and the going-concern uncertainty.