Welcome to our dedicated page for Auddia SEC filings (Ticker: AUUDW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Auddia Inc. (AUUD, AUUDW) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, with AI-powered tools to help interpret complex documents. Auddia is an AI-first audio technology company in the data processing and hosting industry, and its filings give detailed insight into how it finances operations, structures its capital, and pursues strategic transactions.
Investors can review Form 8-K current reports that describe material events such as financing arrangements, leadership changes, engineering team restructuring, and the non-binding letter of intent for a proposed business combination with Thramann Holdings, LLC. Recent 8-K filings outline a Series C convertible preferred stock and warrants financing, an equity line common stock purchase agreement amendment, and an at-the-market issuance sales agreement, along with updates on reverse stock split actions and Nasdaq listing considerations.
Through this page, users can also locate Auddia’s periodic reports such as 10-Q and 10-K (when filed), which typically contain broader discussions of risk factors, business strategy, and segment information. For those monitoring ownership and compensation, Form 4 insider transaction reports and proxy-related filings, when available, can provide additional context on management incentives and governance.
Stock Titan enhances these documents with AI-generated summaries that highlight key terms, conversion and exercise mechanics for preferred stock and warrants, and conditions tied to proposed business combinations or capital raises. Real-time updates from EDGAR ensure that new Auddia filings appear promptly, while structured views make it easier to compare successive disclosures and understand how AUUD and AUUDW’s regulatory profile evolves over time.
Auddia Inc. reported that it has again extended its exclusivity period under a non-binding letter of intent for a proposed business combination with Thramann Holdings, LLC. The exclusivity period, originally agreed in July–August 2025 and extended several times, will now run through January 31, 2026, during which the parties aim to negotiate a definitive business combination agreement. The contemplated transaction would reorganize Auddia into a public holding company, with the portfolio companies of both Auddia and Thramann Holdings becoming subsidiaries and trading under a new name and ticker symbol. Auddia also states that the special committee of independent directors evaluating the proposed business combination expects to complete its review process on or before January 31, 2026.
Auddia Inc. is registering 50,000 additional shares of common stock for issuance under its 2020 Equity Incentive Plan. This follows a plan amendment approved by the board on July 30, 2025 and by stockholders at the September 8, 2025 annual meeting. The amendment raises the total shares of common stock issuable under the plan from 87,786 to 137,786. The company is using this Form S-8 solely to register these additional securities, incorporating by reference its prior effective Form S-8 for the same plan.
Auddia Inc. filed an amended shelf registration (Form S-3/A) to register common stock issuable upon conversion of Series C Convertible Preferred Stock and exercise of Common Warrants and related resale by selling stockholders. The prospectus discloses selling stockholder C/M Capital Master Fund LP and affiliated funds would beneficially own up to 917,633 shares absent a Maximum Percentage adjustment and, after adjustments, lists 112,685 shares representing 4.99% based on 2,145,533 shares outstanding as of August 31, 2025. The filing states specific assumptions for conversion/exercise prices ($4.77 conversion price, dividend conversion price $3.69) and lists prospectus selling methods. The document also notes reduced disclosure and governance exemptions available to smaller reporting companies and incorporates risk factors and prior SEC filings by reference. Exhibits and estimated registration fees and offering expenses are included.
Auddia Inc. reports the planned resignation of Chief Technology Officer Peter Shoebridge, effective August 29, 2025, and provides an update on recent financing moves. His departure is stated not to involve any disagreement over the company’s operations, policies, financial reporting, or controls, and he will receive nine months of base salary and up to nine months of COBRA premiums under his employment agreement.
In July and early August 2025, Auddia issued 360,000 common shares under its equity line with White Lion Capital for cash proceeds of $1.9 million, followed later in August by 610,000 additional shares for $1.77 million. The company also exchanged 569 Series B preferred shares (including accrued dividends) for 132,724 common shares at $4.486 per share, and later exchanged another 966 Series B preferred shares for 387,850 common shares at $2.65 per share, leaving no Series B preferred shares outstanding. Total common shares outstanding are now approximately 2,145,533 as of August 25, 2025.
Auddia Inc. entered into an At-the-Market Issuance Sales Agreement with Ascendiant Capital Markets to sell shares of its common stock from time to time with an aggregate offering price capacity of up to $10,000,000 under an ATM structure. The company filed a prospectus supplement with the SEC on August 22, 2025 that sets the immediate offering limit at $3,042,500, reflecting the cap based on General Instruction I.B.6 of Form S-3. The filing references legal opinion and consent from Carroll Legal LLC and includes an interactive data file embedded within the Inline XBRL document. The 8-K is signed by John E. Mahoney, Chief Financial Officer.
Auddia Inc. intends to offer shares of common stock having an aggregate offering price up to $2,342,518 in an "at the market" offering through ACM as sales agent. The supplement assumes, as an example, sales of 1,217,000 shares at an illustrative price of $2.50 per share, resulting in up to 3,362,533 shares outstanding after the offering in that example. Pro forma net tangible book value per share increased from $0.95 as of June 30, 2025 to $1.97 after pro forma adjustments, with a stated pro forma increase attributable to this offering of $0.15. The company lists Nasdaq symbols AUUD (Common Stock) and AUUDW (Series A Warrants).
The prospectus supplement discloses a range of reserved shares under equity plans and warrants, including large potential future issuance under an Equity Line Purchase Agreement with While Lion of up to 5,531,471 shares (later referenced as up to 6,151,471 shares or $9.9 million). The document also highlights risk factors such as the company’s limited operating history, ability to continue as a going concern, internal control and Sarbanes-Oxley attestation exemptions, and cybersecurity and intellectual property risks.
Schedule 13G/A filing by The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC reports beneficial ownership of 89 shares of Auddia Inc. common stock, representing 0.0% of the class. The filing shows no sole voting or dispositive power and shared voting and shared dispositive power of 89 shares. The statement includes a joint filing agreement and identifies Goldman Sachs & Co. LLC as a subsidiary of the parent holding company.
The filers certify the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Auddia Inc. (AUUDW) is an AI audio technology company whose faidr app combines AM/FM streaming and podcasts into a commercial-free, personalized experience. For the three and six months ended June 30, 2025, the Company reported $0 in revenue and a six-month net loss of $3.32 million (three-month loss $1.57 million). Total assets were $3.44 million and cash and cash equivalents were $1.07 million at June 30, 2025, with an accumulated deficit of $92.85 million.
The Company raised approximately $1.5 million during the first half of 2025 and an additional $1.9 million subsequent to period-end, issued $750,000 of Series C preferred stock and increased shares outstanding to 654,959 at June 30, 2025. Management discloses substantial doubt about going concern and expects current funds to be sufficient only into the fourth quarter of 2025 absent additional financing. Post-period, Auddia announced a non-binding LOI for a proposed business combination with Holdings (Aug 5, 2025).
Auddia Inc. (Nasdaq: AUUD) filed an 8-K on 5 Aug 2025 disclosing it has signed a non-binding letter of intent (LOI) to explore a business combination with Thramann Holdings, LLC. The document contains no financial terms, structure, valuation, timetable or financing details; it merely references the related press release filed as Exhibit 99.1. The potential deal remains subject to further negotiation, due diligence, and board/shareholder approvals, therefore may never progress to a definitive agreement. Management did not update guidance or provide pro-forma metrics.